Sec Compliance Manager jobs in Los Angeles, CA

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Manager of Financial Reporting
Vantage Oncology, LLC - Manhattan Beach, CA
We have an immediate opening for a Manager of Financial Reporting. In compliance with SEC requirements, helping to support and maintain our internal controls...
Sponsored by Vantage Oncology, LLC - 30+ days ago
Compliance and Risk Advisory Services - Director, Managers a...
Cameron Craig Group - Woodland Hills, CA
Well established, highly profitable CPA and consulting firm offers several exceptional career opportunities for professionals who specialize in either...
Easily apply
Sponsored by Cameron Craig Group - 30+ days ago

Internal Audit Manager

DreamWorks Animation 16 reviews - Glendale, CA
Internal Audit Manager – Sarbanes Oxley Compliance. Effectively manage 404 compliance program, including project budget....

Senior Compliance Examiner

Wedbush Securities 14 reviews - Los Angeles, CA 90017
We have an immediate need for a strong Compliance Manager with extensive knowledge of FINRA and SEC regulations....

Complex Risk Officer

Morgan Stanley 861 reviews - Woodland Hills, CA - +1 location
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. Morgan Stanley Wealth Management compliance policies and procedures....

Consumer Finance Group C1 Audit Senior Associate

PwC 1,247 reviews - Los Angeles, CA
Thorough knowledge of SEC, U.S. Financial Services (FS) Practice consists of approximately 2,300 assurance professionals, including 223 partners and 650...

Manager, Internal Audit

Rubicon Project 2 reviews - Playa Vista, CA 90094
In addition, this role is expected to assist in different work streams within Internal Audit including SOX Compliance, Operational Audits, Risk Assessments, and...

Consumer Finance Group C1 Audit Manager

PwC 1,247 reviews - Los Angeles, CA
Extensive knowledge of SEC, U.S. Financial Services (FS) Practice consists of approximately 2,300 assurance professionals, including 223 partners and 650...

Internal Audit Manager

Full Circle Resources - Los Angeles, CA
In addition, this role is expected to assist in different work streams within Internal Audit including SOX Compliance, Operational Audits, Risk Assessments, and...
Easily apply

Vice President, Capital Markets Trade Surveillance

Wedbush Securities 14 reviews - Los Angeles, CA 90017
Compliance, trading, trade, manager, supervisor, FINRA, SEC, regulations, series 7, series 24. We have an immediate need for a strong Trade Compliance Manager...

Senior Internal Audit Manager

TrueCar, Inc. - Santa Monica, CA
Senior Internal Audit Manager. Car methodologies, IIA Standards, PCAOB guidance and SEC pronouncements. Plans, executes, reports on the Company’s SOX compliance...

Director of Finance

JR Consulting - Alhambra, CA
Proficiency in all aspects of corporate accounting and all pertinent GAAP, SEC rules and regulations including Sarbanes-Oxley compliance....
Easily apply
Compliance and Risk Advisory Services - Director, Managers a...
fulltimeGiGs - Woodland Hills, CA
Well established, highly profitable CPA and consulting firm offers several exceptional career opportunities for professionals who specialize in either...
Sponsored by fulltimeGiGS - 30+ days ago
Compliance and Risk Advisory Services - Director, Managers a...
Apple & Associates Inc - Woodland Hills, CA
Well established, highly profitable CPA and consulting firm offers several exceptional career opportunities for professionals who specialize in either...
Easily apply
Sponsored by Apple & Associates Inc - 30+ days ago
Manager of Financial Control
Public Storage 355 reviews - Glendale, CA
We are currently seeking a Manager of Financial Control . Ensure accuracy, complete disclosure, and compliance with accounting and SEC standards At least 4...
Sponsored by Public Storage - 16 days ago

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