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Sec Compliance Manager jobs in Los Angeles, CA

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Compliance Analyst
Agile Fund Solutions, LLC - Los Angeles, CA
Maintaining compliance calendars for multiple clients. Review and track responses to monthly compliance questionnaires....
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Senior Financial Analyst
Wesco Aircraft - 35 reviews - Valencia, CA
Collects and analyzes financial data, ensuring that all reporting is in compliance with SEC and GAAP reporting guidelines....
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Senior Associate - Wealth Management
Aspiriant - Los Angeles, CA
Aspiriant is an Equal Opportunity Employer, and is in compliance with San Francisco’s “Fair Chance Ordinance” (FCO)....
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Compliance Analyst

Agile Fund Solutions, LLC - Los Angeles, CA 90024
Maintaining compliance calendars for multiple clients. Review and track responses to monthly compliance questionnaires....
Easily apply

Complex Risk Officer

Morgan Stanley - 1,460 reviews - Pasadena, CA
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. Complex Manager and Senior Complex Risk Officer....

Security Compliance Manager

Varite USA - Glendale, CA
In this role, the Information Security Compliance manager will be responsible for the development and maintenance of a compliance framework, as well as leading...
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Audit Managers to Directors

Chicago Search Group - Los Angeles, CA
$170,000 a year
AUDIT MANAGERS TO DIRECTORS*. Six to fifteen years of progressively responsible experience having attained the Senior Manager or Manager level in the audit of...
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Transaction Manager

The Palisades Group - Los Angeles, CA 90025
Strong ability to organize, analyze and interpret legal and compliance related materials. Coordinate due diligence for individual transactions (e.g., credit...
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Financial Reporting Manager

Rexford Industrial Realty, Inc. - Los Angeles, CA
Financial Reporting Manager. Coordinate and prepare XBRL tagging of SEC filings. Coordinate directly with the company’s SEC filing services provider (Workiva)...

Operations Manager, Wealth Management

Wedbush Securities - 21 reviews - Los Angeles, CA 90017
We currently have an opening for an Operations Manager with broad brokerage experience in trading, risk management, compliance, street settlement, trade...

ICS Operations Manager

City National Bank - 147 reviews - Los Angeles, CA
Experience with OCC and SEC regulations; Minimum 5 years of compliance and risk management experience. Managing Bank Forms Administration projects to ensure...

Manager, Financial Reporting

VCA Antech, Inc. - Los Angeles, CA 90064
Preparing and reviewing financial statement disclosures in compliance with the SEC. Review monthly debt covenant calculations and ensure compliance with other...

Results Specialist

Capital Group - 113 reviews - Los Angeles, CA 90071
Ensuring compliance – developing, maintaining and adhering to procedures to ensure SEC and GIPS compliance....
Financial Manager for Real Estate Investment Group
Twelvestone Group, Inc - Los Angeles, CA
$75,000 a year
Oversee Project Manager. To implement World Class financial accounting, record keeping, SEC and Corporate compliance, projections and give our Investor Team...
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Manager - Expense Management (Accounting Manager)
Aspiriant - Los Angeles, CA
Working with other departments to ensure Expense Management is in compliance with firm-wide SEC requirements....
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Compliance Officer salaries in Los Angeles, CA

$76,178 per year

5.4% higher than national average

$46,544$124,680
Common

Estimated salary from 21 employees and 130 jobs