Sec Compliance Manager jobs in Plano, TX

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Compliance Examiner - Member Regulation, Sales Practice - Da...
Financial Industry Regulatory Authority Inc - Dallas, TX
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by CareerBuilder - 18 days ago
Financial Reporting Analyst
Highland 3 reviews - Dallas, TX
The individual will interact with portfolio managers, credit analysts, traders and operational staff throughout the organization....
Sponsored by eFinancialCareers - 8 days ago

Compliance Analyst

Apex Clearing - Dallas, TX
Reporting to Compliance Manager, the role of the Compliance Analyst is to support the Compliance Manager with oversight and management of a compliance team and...
19 days ago - save job - email - more...

Manager of Financial Reporting

Robert Half Finance & Accounting 2,511 reviews - Irving, TX 75062
$73,636.99 - $90,000.00 a year
Recent and comprehensive experience handling SEC reporting. Ensure company remains current on changing SEC requirements....
13 days ago - save job - email - more...

Senior Manager - SOX Controls

Santander Consumer USA 117 reviews - Dallas, TX
The Sr Manager of SOX Controls will be responsible for assisting the VP SOX Compliance with the development, implementation, and execution of a US-based...
15 days ago - save job - email - more...

Financial Reporting Manager

Accretive Solutions 6 reviews - Dallas, TX
$82,000 a year
Financial Reporting Manager. Our accounting team is looking to add a results-oriented Financial Reporting Manager....
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30+ days ago - save job - email - more...

Manager, Finance Reporting

Tribune Publishing Company - Lewisville, TX
3-5 years recent experience leading the SEC reporting function. 5-7 years' experience with Big 4 accounting firm with SEC clients or combination of Big 4...
CareerBuilder - 18 days ago - save job - email - more...

Assistant Corporate Secretary

Santander Consumer USA 117 reviews - Dallas, TX
Ensure compliance with by-laws, charters, listing standards and governance guidelines. Propose new project plan to meet current and future compliance...
5 days ago - save job - email - more...

Tax Sr Manager

J. C. Penney 51 reviews - Dallas, TX
Senior Tax Manager. SEC tax reporting experience. In addition, the Senior Tax Manager will assist with any income tax compliance projects/issues that may arise....
20 days ago - save job - email - more...

Senior Reporting Accountant

Dave & Buster's 301 reviews - Dallas, TX
Assists in internal control compliance testing. Prepares account reconciliations as assigned by the Financial Reporting Manager....
30+ days ago - save job - email - more...

Enterprise Risk Aggregation Analyst III

Santander Consumer USA 117 reviews - Dallas, TX
Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Professional Risk Manager (PRM) or Certified Public Accountant (CPA) certifications a plus....
17 days ago - save job - email - more...

Financial Reporting Analyst

Highland Capital Management, L.P. - Dallas, TX
Preparation and analysis of compliance calculations for structured product funds (CLOs/CDOs). Special projects based on requests from portfolio managers and...
9 days ago - save job - email - more...
Compliance Examiner - Member Regulation, Sales Practice - Da...
Financial Industry Regulatory Authority (FINRA) 7 reviews - Dallas, TX
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by diversityjobs.com - 11 days ago
Vice President & Controller
La Quinta 256 reviews - Irving, TX
Significant recent experience with periodic SEC reporting and Sarbanes-Oxley compliance *. Additional responsibilities include the production of external...
Sponsored by Resume-Library - 12 days ago
Application Support Analyst (Mainframe)
BarclayCard 62 reviews - McKinney, TX
If applicable, escalate to the Incident Management Process Manager. Effective man manager and team player with strong customer focus....
Sponsored by BarclayCard - 11 days ago

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