Sec Compliance Manager jobs in Stamford, CT

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IT Advisory Manager, Financial Services, Regulatory Complian...
EY - 3,772 reviews - New York, NY
Front-office trading, regulatory operations, regulatory reporting, compliance, compliance technology, middle office....
IT Advisory Senior, Financial Services, Regulatory Complianc...
EY - 3,772 reviews - New York, NY
Front-office trading, regulatory operations, regulatory reporting, compliance, compliance technology, middle office....
Client Leader
Previous audit, compliance or internal controls. Are you a finance and accounting professional with an entrepreneurial spirit who can solve problems with CFOs?...

Director of External Reporting

ICS - 190 reviews - Stamford, CT
SEC, IRS) within their prescribed deadlines. Responsible for Sarbanes Oxley compliance relative to controls around the external reporting function....
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Compliance and Corporate Paralegal

XPO Logistics - 1,847 reviews - Greenwich, CT 06831
Compose/run periodic and ad hoc compliance reports, prepare compliance reports for presentation, maintain and update various compliance databases, and update...

VP, Capital Strategy & Governance (L14)

Synchrony Financial - 276 reviews - Stamford, CT
Monitor regulatory developments and implement required changes to ensure compliance. Develop the SYF and SYB Capital Plans in compliance with Regulatory...

Senior Analyst, Treasury (Investments)

MasterCard - 271 reviews - Purchase, NY 10577
O Support SEC disclosure preparation. O Evaluate and monitor performance and compliance for existing corporate investment....

Manager, External Reporting

Priceline.com - 62 reviews - Norwalk, CT 06854
Assist in updating accounting policies for consistency and compliance with GAAP and SEC requirements; GAAP and experience in SEC reporting....

Senior Associate-Consolidation Reporting

Newell Brands - 708 reviews - Norwalk, CT 06860
Summarize completed tasks and responsibilities as it relates to internal (management) and external (public) monthly and quarterly reporting Compare data flowing...

Manager Financial Policies & Procedures

Newell Brands - 708 reviews - Norwalk, CT 06860
Maintain database of written guidance on policy and procedures Stay current on transactional and reporting processes within the company to identify and propose...

Manager of SEC Reporting

Smith Arnold Partners - Norwalk, CT
$100,000 - $130,000 a year
Assist in updating accounting policies for consistency and compliance with GAAP and SEC requirements. GAAP and experience in SEC reporting....

Senior Regulatory Support Consultant

Transamerica - 386 reviews - Harrison, NY 10528
6+ years of retirement industry experience in legal, compliance or similar setting. Independently research and analyze regulatory guidance from the IRS, DOL,...

Manager Internal Audit

Smith Arnold Partners - Rye, NY
Ensure the business and subsidiaries are in compliance with FINRA and SEC regulations. Broker-dealer compliance experience ideal, or willingness to learn...
Sr. Director, Business Management
TIAA - 525 reviews - New York, NY 10002
Strong working knowledge of SEC, FINRA and IRS regulations and changes. Ability to work in a collaborative team environment and build strong relationships with...
Compliance Officer, Manager Broker Dealer Inspection
TIAA - 525 reviews - New York, NY 10002
Develop testing to monitor compliance to those processes and procedures. Audit, Compliance Testing or Quality Assurance experience, preferably in Broker-Dealer...

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