Sec Compliance Manager jobs in Stamford, CT

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Senior Manager - Financial Reporting & Accounting
Alexander Bec - Stamford, CT
Work with local accounting managers in international and regional offices to ensure all reporting is timely, accurate and in compliance with GAAP....
Sponsored by - 4 days ago
Senior Audit Manager - SEC Expert
CyberCoders 8 reviews - United States
Senior Audit Manager - SEC Expert If you are a Senior Audit Manager with 8+ years of experience, please read on!...
Sponsored by CyberCoders - 30+ days ago
Manager of Financial Reporting and Analysis
Access Staffing 84 reviews - Westchester, NY
Review and updateinternal control documentation to ensure compliance with SOX. Monitor and ensure timely identification and compliance utilizing accounting...
Sponsored by - 18 days ago

Complex Risk Officer

Morgan Stanley 832 reviews - Jericho, NY
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. Morgan Stanley Wealth Management compliance policies and procedures....

Manager, Internal Audit

Dealertrack 61 reviews - Lake Success, NY
For compliance with Dealertrack policies, Sarbanes Oxley, GAAP and SEC accounting requirements. Design and implement audit procedures, which appropriately...


Pascale & LaMorte, LLC - Stamford, CT - +1 location
The assignments available will vary in responsibility and can include work related to Audit, Accounting, Financial Analysis, M&A, SEC Reporting and Compliance....

Dispatcher- Corporate Flight Operations

IBM 5,648 reviews - White Plains, NY
Across the spectrum of SEC (Securities and Exchange Commission) / IRS (Internal Revenue Service) reporting, maintains crew compliance and currency tracking...

Assurance Insurance Senior Associate

PwC 1,202 reviews - Stamford, CT
Working knowledge of SEC, U.S. €¢ 625 assurance professionals, including 61 partners and 175 managers....

Compliance Examiner - Member Regulation, Sales Practice -Jer...

Finra 25 reviews - Jericho, NY
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....

Client On Boarding Analyst-Compliance

Noor Associates - Stamford, CT
Providing assistance to other Area Managers as needed. Escalate high risk and out of order records to AML Operations Manager....

Fund Administration Analyst

AllianceBernstein 34 reviews - White Plains, NY
Ensure Fund Compliance with IRS, SEC, CSSF and other regulatory bodies. Prepare Reports and schedules for Internal Customers (Portfolio Managers, Marketing,...

Program Manager II ( Consultant 6 plus months)

Career Developers - Stamford, CT 06901 (Downtown area)
Program Manager II. Our financial client located in lower Connecticut is seeking a Program Manager II for a six plus month opportunity....
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Controller/Operations Manager

Global Lighting - Mount Vernon, NY 10550
Oversee tax compliance. GAAP, SEC, and all IRS reporting requirements. Position could become full time and includes the production of periodic financial reports...
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