Sec Compliance Manager jobs in Stamford, CT

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Manager, Cyber Risk & Compliance
Dow Jones - 108 reviews - New York, NY
Cyber Strategy, Governance, Risk Management & Compliance. Responsible for managing the compliance program which currently includes SOX & PCI....
Sponsored
Compliance Consultant 4
Wells Fargo - 13,774 reviews - New York, NY
Maintain and update as necessary existing Compliance programs to enable LOB management to demonstrate to regulators the firm’s compliance with FINRA and SEC...
Sponsored
Compliance Manager
Invesco - 91 reviews - New York, NY
The Senior Compliance Officer serves as the focal point for compliance activities. Legal- Compliance & Internal Audit....
Sponsored

Controller, Investment Accounting

Excel Partners Inc. - White Plains, NY
Stay abreast of investment related reporting and compliance/ regulatory changes that may impact the reporting process....
Easily apply

Manager - Independence Compliance - Tracking and Trading Com...

Deloitte - 3,417 reviews - Stamford, CT  +1 location
Manager, Independence Compliance – Tracking & Trading. Provide ongoing coaching to managers and team members....

Compliance Manager

First Empire Securities - Hauppauge, NY 11788
Perform Compliance reviews. This position will report to the Chief Compliance Officer and will perform compliance responsibilities by monitoring all business...
Easily apply

Manager, Consolidated Financial Reporting

XL Catlin - 20 reviews - Stamford, CT
Manager, Consolidated Financial Reporting. You will report to the Vice President, Financial Reporting Manager....

Hedge Accounting Manager - Industrial

GE Capital - 889 reviews - Stamford, CT
This role requires significant cross functional (TAG and SEC Reporting) and business effort. Post going live the this role will require working with the...

Associate General Counsel

Tronox - 17 reviews - Stamford, CT
This Attorney also plays a critical role in the compliance, risk management, and business management activities of the company and contributes to the broader...

Senior Analyst – Independence Consultation

Deloitte - 3,417 reviews - Stamford, CT
Deloitte Entity Search and Compliance (DESC) System. Working closely with Independence managers and PPD’s, LCSPs, Professional Practice Directors, Regional...

Manager

Pascale & LaMorte, LLC - Stamford, CT  +1 location
$85,000 - $125,000 a year
The assignments available will vary in responsibility and can include work related to Audit, Accounting, Financial Analysis, M&A, SEC Reporting and Compliance....

Tax Analyst

HARMAN International - 233 reviews - Stamford, CT
Assist Tax Manager & Directors with research and planning projects. Assist Tax Manager, Director, and tax advisors with examinations by taxing authorities....

Manager - Independence Consultation - Deloitte Entity Search...

Deloitte - 3,417 reviews - Stamford, CT
Working closely with Lead Client Service Partners (LCSPs), Professional Practice Directors, Regional Compliance Officers and DTTL Independence Directors on...
Sr Regional Facilities Manager
Amazon - 9,464 reviews - New York, NY
Interacts with various support groups to ensure regulatory and compliance systems and processes are implemented....
Sponsored by Amazon.com
Analyst‚ Compliance Consulting
Duff & Phelps Compliance Consulting Service Line is a trusted and leading global compliance consultant to a variety of firms including hedge funds, private...
Sponsored by Duff & Phelps Corporation

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