Sec Compliance Manager jobs in Texas

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Quality Control Analyst
Dimensional Fund Advisors 5 reviews - Austin, TX
Liaise with the Compliance and Legal Department... regulators within the financial services industry (SEC, FINRA) is a plus. Prior experience with applying...
Sponsored by Dimensional Fund Advisors - 1 day ago
Chief Compliance Officer - Affiliated Broker Dealers
Highland 3 reviews - Dallas, TX
our compliance team as a Chief Compliance Officer of... revise and review the firm’s compliance procedures Perform compliance testing and assist with the...
Sponsored by eFinancialCareers - 21 days ago

Securitization Regulatory Compliance Manager-Treasury

GM Financial 47 reviews - Fort Worth, TX
The Securitization Regulatory Compliance Manager is responsible for managing all Asset-Backed Securitization regulatory agency requirements associated with the...
30+ days ago - save job - block - email - more...

Enterprise Manager Governance & Compliance

Academy Sports + Outdoors 808 reviews - Houston, TX
leadership for developing and supporting technology security audits and. the IT environment and a risk based approach to monitor and enforce IT....
Academy Sports + Outdoors - 30+ days ago - save job - block - email - more...

External Reporting Manager

Top Talent Central LLC - Houston, TX
Fortune 500 oil & gas company is looking to hire a Financial Reporting Manager. Company offers competitive compensation, every other Friday off and an on sight...
Monster - 4 hours ago - save job - block - email - more...

Compliance Associate

Highland Capital Management, L.P. - Dallas, TX
Highland Capital Management is an SEC-registered investment adviser which, together with its affiliates, has approximately $20 billion of assets under...
12 days ago - save job - block - email - more...

Senior Manager, External Reporting

KBR 928 reviews - Houston, TX
member of the Corporate Finance Organization and will lead the External Reporting Group, with responsibility for our periodic filings with the Securities...
7 days ago - save job - block - email - more...

Sr Mgr Trading Regulatory Rptg

TD Ameritrade 83 reviews - Fort Worth, TX
As the Senior Manager of Regulatory Reporting for Financial Market Service this role will be responsible for developing, managing and overseeing a team of...
6 days ago - save job - block - email - more...

MANAGER - ACCOUNTING - US

Stewart & Stevenson Service - Houston, TX
The Accounting manager will interact and work corporate and field accounting personnel as well as internal and external auditors....
9 days ago - save job - block - email - more...

Product Manager - Disclosure Managment

Trintech - Addison, TX
optimize employee efficiency, improve the quality and timeliness of disclosure management and strengthen internal controls to support compliance requirements....
16 hours ago - save job - block - email - more...

Manager Financial Reporting

American Airlines 584 reviews - Fort Worth, TX
Management of all accounting related aspects of SEC filings including registration statements. Management of quarterly review sand annual reviews performed by...
8 days ago - save job - block - email - more...

Financial Reporting Manager

InfraREIT Capital Partners LLC - Dallas, TX
Ensure documents are prepared & filed in accordance with SEC reporting guidelines. Maintain proper internal control environment supporting quarterly/annual...
Hunt Consolidated, Inc. - 14 days ago - save job - block - email - more...
Compliance Associate
Highland 3 reviews - Dallas, TX
applicable compliance forms, and anti-money laundering checks Conduct Compliance and Brokerage Committee Meetings Perform other compliance-related duties in a...
Sponsored by eFinancialCareers - 11 days ago
Senior Complex Risk Officer - Finance and Investment Industr...
Morgan Stanley 678 reviews - Houston, TX
Manager informed of significant matters within the complex and must determine when the Complex Manager... Knowledge of SEC, FINRA and Firm Compliance Policies...
Sponsored by Velvet Jobs - 9 days ago
Chief Compliance Officer - Affiliated Broker Dealers
Highland Capital Management - Dallas, TX
our compliance team as a Chief Compliance Officer of... revise and review the firm’s compliance procedures Perform compliance testing and assist with the...
Sponsored by TheLadders.com - 19 days ago

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