Sec Director jobs in New York, NY

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Investor Relations Manager
ASSURANT - 1,139 reviews - New York, NY
Understanding of disclosure laws, SEC and NYSE requirements and sound corporate governance practices. Assist in preparing internal presentations and reports for...
Senior Director of Financial Reporting
SEC reporting experience What's on Offer. Ideal Senior Director of Financial Reporting will have:. Prepare the internal monthly management report for the CEO...
Divisional Finance Director
Tradeweb Markets LLC - New York, NY 10036
Divisional Finance Director. Oversee all accounting and regulatory matters involving FINRA and SEC, and anticipate and respond to accounting rules changes, SEC...
Sponsored by Tradeweb

New York Stock Exchange, Director, Regulation

Intercontinental Exchange, Inc. - 25 reviews - New York, NY 10022 (Midtown area)
Responding to inquiries from the SEC and other regulators related to inspections and market events; NYSE Regulation is seeking to hire a director to take a...

Managing Director, Dispute Advisory

McPhillips Roberts & Deans - New York, NY
Advanced knowledge of Sarbanes Oxley Act, GAAP, GAAS and SEC regulations, along with operational and compliance auditing....

Director, Venture Capital

SeedInvest - New York, NY 10038 (Financial District area)
$125,000 - $150,000 a year
SeedInvest is seeking a Director to lead our Venture Capital Sourcing team in New York City. Since then, SeedInvest has worked closely with members of the SEC,...
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Director of SEC & Financial Reporting

Zeta Consulting - New York, NY
$150,000 - $165,000 a year
Director of SEC Financial Reporting – NYC – 150-165k + bonus. 10+ years experience with Financial Accounting and SEC Reporting with a strong knowledge of...
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Director Accounting

The Howard Hughes Corporation - New York, NY 10038 (Financial District area)
Director of Accounting-South Street Seaport. Additionally, the Director is responsible for preparing/reviewing annual budgets, forecasts and variance analysis....
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Director Compliance Dodd Frank Title VII

Scotiabank - 1,393 reviews - New York, NY
Experience in interfacing with FRB, CFTC, NFA and SEC. Prepare similar report as required under SEC Dodd Frank regulations....

Wealth Management Litigation - Executive Director

Morgan Stanley - 1,555 reviews - New York, NY 10032 (Washington Heights area)
Handling SEC, FINRA and State regulatory matters, both as lead counsel and by supervising outside counsel. Candidates must have experience handling regulatory...

Managing Director, US Reporting and Operations

RBC - 1,258 reviews - Jersey City, NJ
You will provide significant input in meeting expectations of the Regulators and the Board of Directors. As a Managing Director of Internal Audit Services, you...

Director of Systems Support and Development- New York, NY (F...

Fiducial - 55 reviews - New York, NY 10022 (Midtown area)
Director of Systems Support and Development. The Director will lead two interrelated support departments and fill the roles of product manager and chief...
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Director of Accounting

TouchTunes - 11 reviews - New York, NY 10022 (Midtown area)
Director of Accounting. SEC and transactional experience a plus. New York, NY....
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Director, Mutual Fund Administration
Prudential - 978 reviews - Newark, NJ 07102
The director will be expected to communicate with various internal & external associates and vendors. The director role also includes but is not limited to...
Director, Compliance
Prudential - 978 reviews - Newark, NJ 07102
The Director will assist the Compliance Vice President directly responsible for the team. Prudential Investments’ (“PI”) Compliance, is seeking an experienced...

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