Sec Reporting Analyst jobs in Baltimore, MD

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SENIOR ANALYST - REGULATORY AFFAIRS
Stifel Nicolaus 15 reviews - Baltimore, MD
Trading and trade reporting, public finance, investment banking, research, syndicate rules), and Stifel’s lines of business....
Sponsored by Stifel Nicolaus - 6 days ago
Desk Surveillance Analyst
Michael Page International - US 59 reviews - Baltimore, MD
MAJOR DUTIES Responsible for maintaining an effective trading compliance program through monitoring and surveillance sales and trading activities (reviews...
Sponsored by eFinancialCareers - 2 days ago
Consumer Financial Protection Analyst
Federal Government Jobs - United States
Consumer Financial Protection Analyst. Consumer Financial Protection Analyst Job in WASHINGTON, DC. Call reports, SEC filings) of depository or non-bank...
Sponsored by Resume-Library - 4 days ago

SENIOR ANALYST - REGULATORY AFFAIRS

Stifel Nicolaus 15 reviews - Baltimore, MD
Trading and trade reporting, public finance, investment banking, research, syndicate rules), and Stifel’s lines of business....

Compliance Testing Analyst

T. Rowe Price Investment Services, Inc. 89 reviews - Owings Mills, MD
SEC rules 38a-1 and 206(4)-7 create an intrinsic obligation to conduct testing. Knowledge of FINRA, MSRB, SEC and other securities industry rules and...

Desk Surveillance Analyst

Michael Page US - Baltimore, MD
Responsible for maintaining an effective trading compliance program through monitoring and surveillance sales and trading activities (reviews consist of best...

Analyst, Compliance- Investment Operations

T. Rowe Price Investment Services, Inc. 89 reviews - Owings Mills, MD
Compliance Analyst to. Compliance Analyst to recommend. Compliance Analyst and GICS Sr. Planning/tracking, stakeholder communications, management reporting, and...

Data Analytics/Reporting Analyst

Arena Technical Resources - Columbia, MD
Data Analytics/Reporting Analyst. Data Analytics and Reporting Analyst-Cyber Defense. As a Data Analytics and Reporting Analyst in Optum’s Cyber Defense...

Information Security Analyst, Senior

ManTech International Corporation 562 reviews - Belcamp, MD
Familiar with AMC / CECOM / SEC policies, procedures and workforce (preferred). Then applies their analytical skills to this data and all compliance with...

Sr. Financial Analyst, FP&A

Millennial Media 9 reviews - Baltimore, MD
Provide SEC filing and Investor Relations support. 2 to 5 years of experience in FP&A specifically in management reporting, budgeting, forecasting, and...

Senior Manager, U.S. Communications Compliance

T. Rowe Price Investment Services, Inc. 89 reviews - Owings Mills, MD
Experience with performance reporting and separate account business. Responds to Internal Audit and/or SEC regarding GIPS compliance questions....

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