Sec Reporting Analyst jobs in Baltimore, MD

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SENIOR ANALYST - REGULATORY AFFAIRS
Stifel Nicolaus 15 reviews - Baltimore, MD
Trading and trade reporting, public finance, investment banking, research, syndicate rules), and Stifel’s lines of business....
Sponsored by Stifel Nicolaus
Compliance Testing Analyst/Compliance Auditor
T. Rowe Price Investment Services, Inc. 90 reviews - Owings Mills, MD
SEC rules 38a-1 and 206(4)-7 create an intrinsic obligation to conduct testing. Knowledge of FINRA, MSRB, SEC and other securities industry rules and...
Sponsored by T. Rowe Price Investment Services, Inc.

Compliance Testing Analyst/Compliance Auditor

T. Rowe Price Investment Services, Inc. 90 reviews - Owings Mills, MD
SEC rules 38a-1 and 206(4)-7 create an intrinsic obligation to conduct testing. Knowledge of FINRA, MSRB, SEC and other securities industry rules and...

Manager of Cyber Intelligence

UnitedHealth Group 2,058 reviews - Columbia, MD
Leading and/or supporting routine and ad-hoc reporting requests. As the Manager of Cyber Intelligence, you will provide functional expertise, guidance, and...

SENIOR ANALYST - REGULATORY AFFAIRS

Stifel Nicolaus 15 reviews - Baltimore, MD
Trading and trade reporting, public finance, investment banking, research, syndicate rules), and Stifel’s lines of business....

Senior Manager, U.S. Communications Compliance

T. Rowe Price Investment Services, Inc. 90 reviews - Owings Mills, MD
Experience with performance reporting and separate account business. Responds to Internal Audit and/or SEC regarding GIPS compliance questions....

Information Security Analyst, Senior

ManTech International Corporation 576 reviews - Belcamp, MD
Familiar with AMC / CECOM / SEC policies, procedures and workforce (preferred). Then applies their analytical skills to this data and all compliance with...

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Company with Sec Reporting Analyst jobs
Premier investment management firm providing the highest-quality investment and related services to help our clients achieve their goals.