Securities Compliance Examiner jobs in Dallas, TX

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Compliance Examiner, Member Regulation - Dallas, TX
Financial Industry Regulatory Authority (FINRA) 7 reviews - Dallas, TX
individual for our Compliance Examiner opening in... examiners or managers. Candidates may have opportunities to coach and guide less experienced examiners...
Sponsored by diversityjobs.com - 21 days ago
Dallas Job Fair - September 15 - FREE ADMISSION
Coast-to-Coast Career Fairs - Dallas, TX
Portfolio Managers, Compliance Managers, CFOs, B2B... Investment Bankers, Auditors, Tax Specialists, Securities Examiners, Traders, Analysts, Purchasing Agents...
Sponsored by CareerBuilder - 10 days ago

Sr. Risk Associate

Capital One 1,435 reviews - Plano, TX
Responsibilities include collaborating with business leaders and interacting with auditors and examiners;....
7 days ago - save job - email - more...

Compliance Examiner, Member Regulation - Dallas, TX

Finra 18 reviews - Dallas, TX
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the...
23 days ago - save job - email - more...

Financial Advisory Services Analyst - Dallas

AlixPartners 3 reviews - Dallas, TX
Assessments of complex financial transactions for compliance with generally accepted accounting principles (“GAAP”) and international financial reporting...
19 days ago - save job - email - more...

Financial Advisory Services Associate Dallas

AlixPartners 3 reviews - Dallas, TX
Assessments of complex financial transactions for compliance with generally accepted accounting principles (“GAAP”) and international financial reporting...
19 days ago - save job - email - more...

Cyber Security Engineer ( McAfee \ Imperva )

Experian 120 reviews - Allen, TX
This position also supports regulatory compliance and enforces policies to ensure business unit practices comply with applicable regulations, industry self...
1 hour ago - save job - email - more...

Compliance Analyst Expert 8245

Experian 120 reviews - Allen, TX
Job Description - Compliance Analyst Expert 8245 (141156) Experian is an Equal Opportunity Employer Compliance Analyst Expert 8245 - Job Number:....
30+ days ago - save job - email - more...

Ambulatory LVN - Dermatology Clinic

UT Southwestern Medical Center - Dallas - Dallas, TX
Experience and Education Graduate of an accredited Licensed Vocational Nurse program from approved school of nursing, licensure as LVN by Board of Nurse...
2 days ago - save job - email - more...

Financial Advisory Services Vice President - Dallas

AlixPartners 3 reviews - Dallas, TX
Assessments of complex financial transactions for compliance with generally accepted accounting principles (“GAAP”) and international financial reporting...
30+ days ago - save job - email - more...

Ambulatory LVN - Adult Psychiatry Clinic

UT Southwestern Medical Center - Dallas - Dallas, TX
Experience and Education Graduate of an accredited Licensed Vocational Nurse program from approved school of nursing, licensure as LVN by Board of Nurse...
17 days ago - save job - email - more...

Medical Director

Metrocare Services - Dallas, TX 75211 (Northwest Dallas area)
Remains current on Texas State Board of Medical Examiner continuing education requirements. Takes advantage of opportunities for professional development and...
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CareerPlug - 2 hours ago - save job - email - more...
Operational Risk Manager 2
Wells Fargo 6,416 reviews - Irving, TX
and PowerPoint. 6+ years in compliance, operational risk, IT systems security, business process mgmt or... direct experience in compliance or operational risk...
Sponsored by Brokerhunter.com - 8 hours ago
Fraud Risk Director
ALLY FINANCIAL 92 reviews - Lewisville, TX
partnership with the underwriting, operations, compliance, audit, finance, legal and AML functions.Build... of regional fraud, compliance and risk challenges and...
Sponsored by Job.com - 21 days ago

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