Securities Compliance Examiner jobs in Los Angeles, CA

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Examiner - Member Regulation, Sales Practice - Los Angeles,...
Finra - 36 reviews - Los Angeles, CA
Minimum of one year of securities, compliance or financial regulatory experience. Investment and securities account restrictions....
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Securities Compliance Examiner
The Securities Compliance Examiner positions are located within the National Examination Program in the following regional offices:....
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Examiner - Member Regulation, Sales Practice - Los Angeles,...
Minimum of one year of securities, compliance or financial regulatory experience. FINRA touches virtually every aspect of the securities business-from...
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Compliance Examiner

Wedbush Securities - 21 reviews - Los Angeles, CA 90017
Our Los Angeles office is seeking a Compliance / Business Conduct Examiner to be responsible for broker-dealer compliance....

Examiner - Member Regulation, Sales Practice - Los Angeles,...

Finra - 36 reviews - Los Angeles, CA
Minimum of one year of securities, compliance or financial regulatory experience. Investment and securities account restrictions....

Manager, Corporate Investigations with Security Clearance

Aerospace Corporation - 46 reviews - Los Angeles, CA
Maintains in-depth knowledge of applicable government and corporate security directives (e.g., Department of Defense National Industrial Security Operating...

SENIOR PROPERTY CONVEYANCES EXAMINER

Los Angeles County Department of Human Resources - Los Angeles, CA
$38,520 - $51,756 a year
SOCIAL SECURITY NUMBER:. FINGERPRINTING AND SECURITY CLEARANCE. Entering anything other than a valid social security number (i.e....

CHIEF FORENSIC LABORATORIES

Los Angeles County Department of Human Resources - Los Angeles, CA
$101,196 - $153,169 a year
SOCIAL SECURITY NUMBER:. Entering anything other than a valid social security number (i.e. All applicants must enter a valid social security number at the time...

CHIEF MENTAL HEALTH PSYCHIATRIST

Los Angeles County Department of Human Resources - Los Angeles, CA
$175,260 - $307,332 a year
SOCIAL SECURITY NUMBER:. Entering anything other than a valid social security number (i.e. All applications must enter a valid social security number at the...

CHIEF PHYSICIAN I/DIRECTOR OF CORRECTIONAL MEDICAL SERVICES

Los Angeles County Department of Human Resources - Los Angeles, CA
$15,290 a year
SOCIAL SECURITY NUMBER:. Brings services into compliance where deficiencies are identified. Entering anything other than a valid social security number (i.e....

MEDICAL DIRECTOR I/MANAGED CARE SERVICES

Los Angeles County Department of Human Resources - Los Angeles, CA
SOCIAL SECURITY NUMBER:. Entering anything other than a valid social security number (i.e. All applications must enter a valid social security number at the...

MEDICAL DIRECTOR I/MARTIN LUTHER KING OUTPATIENT CENTER

Los Angeles County Department of Human Resources - Los Angeles, CA
$17,188 - $30,138 a year
SOCIAL SECURITY NUMBER:. Entering anything other than a valid social security number (i.e. All applications must enter a valid social security number at the...

MEDICAL DIRECTOR I/CORRECTIONAL SERVICES

Los Angeles County Department of Human Resources - Los Angeles, CA
SOCIAL SECURITY NUMBER:. Entering anything other than a valid social security number (i.e. All applications must enter a valid social security number at the...

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Examiner salaries in Los Angeles, CA

$3,720 per month

10.9% lower than national average

$2,996$4,620
Common

Estimated salary from 43 jobs