Securities Compliance jobs in San Francisco County, CA

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Assistant Compliance & Supervision Manager
Northwestern Mutual - 3 reviews - San Francisco Bay Area, CA
1-5 years relevant work experience with broad scope of duties and increasing level of responsibility in the securities industry, preferably including experience...
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ECommerce Security Lead
Levi Strauss & Co. - 1,476 reviews - San Francisco, CA 94111
ECommerce Security Review – Provide for on-going Security Reviews designed to evaluate the current environment and improving the security posture....
Publishing Associate
Aspiriant - 2 reviews - San Francisco, CA
There are also restrictions on trading certain securities. Partner with the Compliance Department to ensure marketing materials meet all necessary governmental...

Director, FRIM Compliance Officer

First Republic Bank - 77 reviews - San Francisco, CA
The Compliance Department provides advice and guidance to our business partners regarding the applicability of rules and regulations, advice on policies,...


SEDAA - San Francisco, CA
Knowledge of Physical Security and IT Cyber Security products and technologies. Excellent compliance and risk experience in corporate environment....
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Anti-Money Laundering (AML) & Regulatory Compliance Consulti...

RSM US LLP - 261 reviews - San Francisco, CA 94104 (Financial District area)
Regulatory Compliance, Internal Audit Transformation, Information Technology Internal Audit, Security and Privacy, Sarbanes Oxley Advisory, Contract Compliance...

Compliance Manager

Phoenix American Inc - San Rafael, CA 94901
6+ years work experience in financial services auditing and/or compliance management. Strong working knowledge with the Investment Company Act of 1940 &...

Sr. Linux Systems Administrator - Long-term Contract

Wind River - 11 reviews - Alameda, CA
Security and performance monitoring. Wind River in Alameda has a contract position available on our Linux System Administration team....

Data Security Governance Specialist

Square - 28 reviews - San Francisco, CA 94103 (South Of Market area)
5+ years of experience in computer security and regulatory compliance. Governance models, IT audit, regulatory compliance, IT, and security systems....

Risk and Compliance Staff Analyst

Medallia, Inc. - 9 reviews - San Mateo, CA
Supports key business initiatives by identifying security and compliance related risks. Minimum 5+ years of experience in information security, compliance, and...

Payments and Regulatory Counsel

Square - 28 reviews - San Francisco, CA 94103 (South Of Market area)
Work closely with our internal product, business, risk, and compliance teams, as well as with external advisors....

AVP, Senior Associate Compliance, BSA & Operations

New Resource Bank - San Francisco, CA
The AVP, Senior Associate, Compliance, BSA & Operations provides bank-wide compliance & operations support. AVP, Senior Associate, Compliance, BSA & Operations....
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Director Privacy Compliance

ABBOTT LABORATORIES - 1,968 reviews - Alameda, CA
Assist procurement in vetting and auditing vendors for compliance with the privacy and data security policies and legal requirements....
Sr. Compliance Consultant (Local candidates only)
NEC Technical Services - San Francisco, CA
Compliance and risk:. Knowledge of Physical Security and IT Cyber Security products and technologies. Compliance Consultant (Job No....
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Legal and Compliance Counsel
BlackRock - 241 reviews - San Francisco, CA 94102
This role will also work with FutureAdvisor’s Chief Compliance Officer and partner with BlackRock’s broader Legal & Compliance Department....

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