Securities Exchange Commission $120,000 jobs in Chicago, IL

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Sr. Manager -Broker-Dealer Accounting & Reporting & Capital...

Nuveen Investments, LLC - Chicago, IL
Securities & Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Office of the Comptroller of the Currency (OCC), Consumer Financial...

Chief Compliance Officer

Direct Access USA LLC - Chicago, IL
DA International Financial Service Limited, a licensed corporation regulated by Securities and Futures Commission in Hong Kong, was initially established as a...
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Senior Compliance Officer

OCC - 23 reviews - Chicago, IL 60605 (Near South Side area)
In-depth knowledge of current regulations and regulatory bodies (Dodd Frank Act, Securities & Exchange Commission, Commodity Futures Trading Commission, Federal...

Director, Accounting Advisory Services

KPMG - 1,902 reviews - Chicago, IL 60601 (Loop area)
Assist with Securities and Exchange Commission (SEC) regulatory filings for spin-offs, carve-outs, initial public offerings (IPO), debt offerings, and other...

IT Internal Audit Manager

Chicago Mercantile Exchange Inc. - 91 reviews - Chicago, IL
Experience in dealing with regulatory agencies, including the Federal Reserve Bank of Chicago, Board of Governors of the Federal Reserve System, Commodity...

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