Securities Exchange Commission $50,000 jobs in Chicago, IL

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Financial Operations Examiner – Market Regulation, Trading &...
FINRA 24 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
Sponsored by eFinancialCareers - 3 days ago
Compliance Examiner - Member Regulation, Sales Practice - Ch...
FINRA 24 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
Sponsored by eFinancialCareers - 10 days ago

Compliance Analyst

Jump Trading - Chicago, IL
Experience in all areas of regulatory compliance and risks related to the rules and regulations of the Securities and Exchange Commission (SEC), the Financial...
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3 days ago - save job - email - more...

Account Support Associate (Chicago)

EY 1,068 reviews - Chicago, IL
Submit press releases, Securities & Exchange Commission (SEC) filings and instructions on time. Account Support Associate (Chicago)....
8 days ago - save job - email - more...

PTD GMI, Managed Account Representative

SunGard 58 reviews - Chicago, IL
Ensure that client is well informed and prepared for all Exchange mandated initiatives. From market connectivity, trade execution and securities financing to...
25 days ago - save job - email - more...

Real Estate Financial Analyst

MassMutual Financial Group 152 reviews - Chicago, IL
Cornerstone is registered with the United States Securities and Exchange Commission as an Investment Adviser....
16 days ago - save job - email - more...

Analyst Options Regulation - Market Regulation - Chicago, IL

Finra 24 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
10 days ago - save job - email - more...

Enterprise Governance Risk Compliance (eGRC) Analyst

Options Clearing Corporation 4 reviews - Chicago, IL
Operating under the jurisdiction of the Securities and Exchange Commission and the Commodity Futures Trading Commission, OCC provides clearing and settlement...
1 day ago - save job - email - more...

Jr. Audit Manager

Amyx - Chicago, IL
Securities and Exchange Commission (SEC) Office of Compliance, Inspections and Examinations (OCIE) National Examinations’ Program (NEP) for conducting exams of...
6 days ago - save job - email - more...

Audit Manager

KPMG 938 reviews - Chicago, IL
Manage and supervise the execution of external audit engagements of various clients including Securities and Exchange Commission (SEC) registrants....
KPMG LLP - 16 days ago - save job - email - more...

Managed Account Representative for SunGard PTD

SunGard 58 reviews - Chicago, IL
Liaise with Exchange, Clearing Operations, and Regulators to proactively manage client technical and functional requirements....
23 days ago - save job - email - more...

Associate or VP - Financial Advisory Services (Due Diligence...

Houlihan Lokey 13 reviews - Chicago, IL
Basic knowledge of Securities and Exchange Commission financial reporting issues, International Financial Reporting Standards, mergers and acquisitions....
30+ days ago - save job - email - more...

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