Securities Exchange Commission jobs in New York, NY

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Regulatory Coordinator - Member Regulation, Sales Practice -...
FINRA 19 reviews - New York, NY
move securities accounts from other securities firms... a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting from...
Sponsored by eFinancialCareers - 12 days ago
Human Capital Management - HCM Reward - Compensation/Retirem...
Goldman Sachs 260 reviews - New York, NY
assist with the management of annual Department of Labor and Securities and Exchange Commission regulatory filings and compliance reporting (e.g., ERISA Form...
Sponsored by Velvet Jobs - 1 day ago

Associate, Financial Services

KPMG 808 reviews - New York, NY
Execute the day-to-day activities of audit engagements of various clients including Securities and Exchange Commission (SEC) registrants....
KPMG LLP - 10 days ago - save job - block - email - more...

Associate or VP - Financial Advisory Services (Due Diligence...

Houlihan Lokey 11 reviews - New York, NY
Basic knowledge of Securities and Exchange Commission financial reporting issues, International Financial Reporting Standards, mergers and acquisitions....
26 days ago - save job - block - email - more...

Regulatory Inquiries Group - Analyst

Morgan Stanley 670 reviews - New York, NY
Research, analyze and respond to regulatory inquiries from the US Securities and Exchange Commission (SEC), US Commodities and Futures Trading Commission (CFTC)...
5 days ago - save job - block - email - more...

Compliance Officer

Green Key Resources 16 reviews - New York, NY
$100,000 - $150,000 a year
Coordinating the response to regulatory exams, inquiries, and related matters raised by the Securities and Exchange Commission, the Commodities Futures Trading...
11 days ago - save job - block - email - more...

Analytics Model Developer - New York, NY or Washington, DC

Finra 19 reviews - New York, NY
Full-time, Contract
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
13 days ago - save job - block - email - more...

Financial Reporting Business Consultant

RR Donnelley 335 reviews - New York, NY
Disclosure is a cloud-based solution to draft, collaborate on, and finalize Securities and Exchange Commission (SEC) disclosures and other filing requirements....
Easily apply
11 days ago - save job - block - email - more...

Securities Compliance Examiner

Compliance Search - New York, NY
Participating in examinations of Nationally Recognized Statistical Ratings Organizations (NRSROs) for compliance with Commission•s rules and applicable...
2 days ago - save job - block - email - more...

Financial Accounting & Reporting Advisory - Multiple Levels

Deloitte 1,176 reviews - New York, NY
Preparing restated or carve-out financial statements, assisting with Securities and Exchange Commission (SEC) reporting requirements (registration statements,...
22 days ago - save job - block - email - more...

Solutions Architect

Acumen Solutions - New York, NY
Kesson, and the US Securities and Exchange Commission rely on our global consultants to deliver cloud solutions that yield exceptional results....
14 days ago - save job - block - email - more...

Financial Due Diligence

Kira Shelton - New York, NY
United States Generally Accepted Accounting Principles, Securities and Exchange Commission financial reporting issues, International Financial Reporting...
JobShouts.com - 14 days ago - save job - block - email - more...
Financial Operations Examiner – Market Regulation, Trading &...
FINRA 19 reviews - New York, NY
with the Securities and Exchange Commission (SEC... Exchange, NYSE Arca, NYSE Amex, The NASDAQ Stock Market and the International Securities Exchange. In...
Sponsored by eFinancialCareers - 12 days ago
Equity Trader
Hold Brothers Capital, LLC - New York, NY
Sponsorship for securities licenses Member SIPC, CBSX Leverage opportunities and top payouts Registered Traders Welcome Buy & sell securities using a...
Sponsored by eFinancialCareers - 12 days ago
Financial Accounting & Reporting Advisory - Multiple Levels
Deloitte 1,176 reviews - New York, NY
restated or carve-out financial statements, assisting with Securities and Exchange Commission (SEC) reporting requirements (registration statements, annual...
Sponsored by Deloitte - 22 days ago

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