Securities Exchange Commission jobs in New York, NY

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Compliance Examiner - Market Regulation, Trading & Financial...
Finra 23 reviews - New York, NY
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
Sponsored by Finra - 8 days ago
Audit Director - Investment Banking Compliance
Barclay Simpson - New York, NY
$240,000 a year
Have strong understanding of regulatory compliance, including Federal Reserve, Securities Exchange Commission and other banking regulations....
Sponsored by Barclay Simpson - 11 days ago
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College Crew

JetBlue Airways 181 reviews - Long Island City, NY
We also ensure our compliance with the Security Exchange and Commission (SEC) rules and regulations as a publicly traded corporation and are responsible for...
3 days ago - save job - email - more...

Compliance Examiner - Member Regulation, Sales Practice - Wo...

Finra 23 reviews - Woodbridge, NJ - +1 location
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
7 days ago - save job - email - more...

Account Support Associate

EY 1,022 reviews - New York, NY
Submit press releases, Securities & Exchange Commission (SEC) filings and instructions on time. Account Support Associate....
2 days ago - save job - email - more...

News Assistant

Law360 - New York, NY
Our subscribers include the 100 largest law firms in the U.S., in-house counsel at major corporations, and government agencies such as the Securities and...
2 days ago - save job - email - more...

Audit Assoicate, Financial Services

KPMG 909 reviews - New York, NY - +1 location
Execute the day-to-day activities of audit engagements of various clients including Securities and Exchange Commission (SEC) registrants....
KPMG LLP - 30+ days ago - save job - email - more...

Senior Reporter, Employment

Law360 - New York, NY
Our subscribers include the 100 largest law firms in the U.S., in-house counsel at major corporations, and government agencies such as the Securities and...
24 days ago - save job - email - more...

IT Specialist

U.S. Securities & Exchange Commission - New York, NY 10281 (Battery Park area)
Conducts system security evaluations, audits and reviews; If selected, you will join a well-respected team that is responsible for providing guidance and advice...
New York Times - 7 days ago - save job - email - more...

Associate or VP - Financial Advisory Services (Due Diligence...

Houlihan Lokey 13 reviews - New York, NY
Basic knowledge of Securities and Exchange Commission financial reporting issues, International Financial Reporting Standards, mergers and acquisitions....
1 day ago - save job - email - more...

Manager, Financial Due Diligence

KPMG 909 reviews - New York, NY
United States Generally Accepted Accounting Principles, Securities and Exchange Commission financial reporting issues, International Financial Reporting...
KPMG LLP - 4 days ago - save job - email - more...

Audit Regulator, Inspector - New York

Public Company Accounting Oversight Board - New York, NY
Inspecting portions of audit workpapers to assess the degree of compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange...
8 days ago - save job - email - more...
Audit Regulator, Inspector - New York
Public Company Accounting Oversight Board - New York, NY
Inspecting portions of audit workpapers to assess the degree of compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange...
Sponsored by Public Company Accounting Oversight Board - 8 days ago
Entry-Level Trade Surveillance Analyst
Execu | Search 37 reviews - Manhattan, NY
$50,000 - $80,000 a year
Respond to Securities and Exchange Commission (SEC) and FINRA requests in conjunction with compliance management. About the Opportunity....
Sponsored by Execu | Search - 3 days ago
Broker Trainee
Garden State Securities Midtown Branch - New York, NY
GSS Midtown Branch is a full service registered Broker Dealer with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority...
Easily apply
Sponsored by Garden State Securities Midtown Branch - 12 days ago

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