Securities Exchange Commission jobs in New York, NY

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Associate, Business Tax Services
KPMG - 2,992 reviews - New York, NY 10154
Work as part of a multi-disciplinary team helping to provide a wide range of tax services to Securities Exchange Commission (SEC) clients....
Senior Manager, Real Estate
KPMG - 2,992 reviews - New York, NY 10154
Perform FAS 109 accounting for the income tax of Securities and Exchange Commission (SEC) and non-SEC clients....
Capital Markets Technology Analyst Program 2017
Wells Fargo - 16,099 reviews - New York, NY
Capital Markets Technology, a division of Wholesale Banking Technology, is comprised of nearly 1,900 full time team members and managed resources that work in...

VP, SEC Reporting

Assurant - 1,306 reviews - New York, NY
This position is responsible for all Securities and Exchange Commission (SEC) reporting and compliance....
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Territory Sales Manager

Total Environmental Restoration Solutions Inc. - New York, NY
High paid commission program. Collaborate with colleagues to exchange information such as selling strategies and marketing information....

UN Women: Statistics Specialist, Sustainable Development Goa...

United Nations Development Programme (UNDP) - 11 reviews - New York, NY
Provide technical contributions in Statistical Data and Metadata Exchange (SDMX) discussions and capacity building projects;...

UN Women: Statistics Specialist, Sustainable Development Goa...

UN Women - 14 reviews - New York, NY 10017 (Midtown area)
Provide technical contributions in Statistical Data and Metadata Exchange (SDMX) discussions and capacity building projects;...

Enforcement Investigator - New York, NY

Finra - 49 reviews - New York, NY
And Exchange Commission (SEC), while also benefiting from the SEC’s oversight. Must move securities accounts from other securities firms to a firm that....

Examiner - Member Regulation, Sales Practice - New York, NY

Finra - 49 reviews - New York, NY  +2 locations
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

Product Development Associate

KBRA - New York, NY 10022 (Midtown area)
Securities and Exchange Commission as a Nationally Recognized Statistical Rating Organization (NRSRO). KBRA Analytics, an affiliate of Kroll Bond Rating Agency,...

KYC Advisor

Natixis - 77 reviews - New York, NY
The role of the CIB Compliance Americas Group (“CIB Compliance”) is to ensure that the firm and its employees conduct business in accordance with federal and...

KYC Quality Assurance and Control Specialist (Compliance)

Natixis - 77 reviews - New York, NY
The role of the CIB Compliance Americas Group (“CIB Compliance”) is to ensure that the firm and its employees conduct business in accordance with federal and...

Assistant Vice President - Debt Placements and Syndications

Barings LLC - New York, NY 10261 (Murray Hill area)
Barings Real Estate Advisers is registered as an Investment Adviser with the United States Securities and Exchange Commission....
Application Manager - Member Regulation, Membership Applicat...
Finra - 49 reviews - New York, NY
And Exchange Commission (SEC), while also benefiting from the SEC’s oversight. Investment and securities account restrictions....
Audit Senior Manager
KPMG - 2,992 reviews - New York, NY 10154
Manage and supervise the execution of audit engagements of various Financial Services clients, including Securities and Exchange Commission (SEC) registrants....

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