Senior Compliance Associate Monitoring Examination jobs in New York, NY

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Jobs 1 to 10 of 15
Upload your resume - Let employers find you
VP Credit and Administration
Trandon Associates, Inc. - New York, NY
Read and understand loan documents and implement corrective actions if borrowers are not in compliance with covenants, including implementing the default rate...
Easily apply

COMPLIANCE ASSOCIATE

New York Life Insurance Co - 1,310 reviews - New York, NY
The Compliance Associate also assists more senior members of the team during internal and external audit examinations....

Compliance Testing Analyst/Associate

METROPOLITAN COMMERCIAL BANK - 5 reviews - New York, NY
Support BSA/AML Compliance Program in conducting transaction monitoring and SAR Filings. Manage and perform compliance quality control reviews relative to all...

Operations Risk Specialist, Wealth Management Operations

Morgan Stanley - 2,012 reviews - New York, NY 10032 (Washington Heights area)
5+ years of financial services experience in audit, compliance, operations risk management. Consult with internal groups such as Firm Operational Risk,...

Desktop Support Technician I

DEPT OF HEALTH/MENTAL HYGIENE - 9 reviews - New York, NY
$47,797 - $54,967 a year
Computer Associate (Technical Support). Qualified candidates who are not permanent in this title should have applied for the examination for Computer Associate,...

Examiner, ANC - Member Regulation, ROOR - New York, NY

Finra - 58 reviews - New York, NY
The establishment, approval and monitoring of limits; Works in a team environment with opportunities to supervise others and interact with senior member firm...

Financial Analyst - Federal Reserve Bank of New York - Super...

Federal Reserve Bank of New York - 380 reviews - New York, NY
Lead or participate in examinations, enhanced continuous monitoring events and regular continuous monitoring meetings....

Risk & Control Client Reporting Specialist - Wealth Manageme...

Morgan Stanley - 2,012 reviews - New York, NY 10032 (Washington Heights area)
5+ years of financial services experience in audit, compliance, operations risk management. Operational incident management, risk reporting, business continuity...

AML/BSA Compliance Risk Controls Analyst-Financial Instituti...

Analytic Recruiting - 2 reviews - New York, NY 10017 (Midtown area)
A major NY bank is looking for an AML/BSA Compliance Control Risk Associate. Transaction Monitoring is strongly preferred....
Easily apply

Vice President, Audit/Regulatory Compliance Risk Lead

Prudential - 1,318 reviews - Newark, NJ
Monitoring issues and trends throughout the year with the goal of developing and communicating a view as to the design and effectiveness of the processes and...

Asset Management Compliance - Asset Management Compliance Ri...

JP Morgan Chase - 14,460 reviews - Jersey City, NJ 07310 (Downtown area)
The successful candidate should be enthusiastic, confident, and have previous experience conducting risk assessments, regulatory examinations, compliance...

Never miss a job. Get new jobs emailed to you daily.

Be the first to see new Senior Compliance Associate Monitoring Examination jobs in New York, NY
You can cancel email alerts at any time.