Senior Compliance Associate Monitoring Examination jobs in New York, NY

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Private Bank seeks a KYC and AML Compliance Associate
The Compliance Search Group, LLC - 3 reviews - New York, NY 10018
$80,000 - $120,000 a year
Although the focus of this role will be KYC compliance, the Senior Compliance Analyst will also support the AML Transaction Monitoring Group and will be...

COMPLIANCE ASSOCIATE

New York Life Insurance Co - 1,313 reviews - New York, NY
The Compliance Associate also assists more senior members of the team during internal and external audit examinations....

Associate Director, Internal Controls & Compliance

Columbia University - 587 reviews - New York, NY
Reporting to the Senior Director, Internal Controls & Compliance, the Associate Director, Internal Controls & Compliance (IC&C) will be responsible for...

Compliance Testing Analyst/Associate

METROPOLITAN COMMERCIAL BANK - 5 reviews - New York, NY
Support BSA/AML Compliance Program in conducting transaction monitoring and SAR Filings. Manage and perform compliance quality control reviews relative to all...

Operations Risk Specialist, Wealth Management Operations

Morgan Stanley - 2,018 reviews - New York, NY 10032 (Washington Heights area)
5+ years of financial services experience in audit, compliance, operations risk management. Consult with internal groups such as Firm Operational Risk,...

AML/BSA Compliance Risk Controls Analyst-Financial Instituti...

Analytic Recruiting - 2 reviews - New York, NY 10017 (Midtown area)
A major NY bank is looking for an AML/BSA Compliance Control Risk Associate. Transaction Monitoring is strongly preferred....
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Risk & Control Client Reporting Specialist - Wealth Manageme...

Morgan Stanley - 2,018 reviews - New York, NY 10032 (Washington Heights area)
5+ years of financial services experience in audit, compliance, operations risk management. Operational incident management, risk reporting, business continuity...

Financial Analyst - Federal Reserve Bank of New York - Super...

Federal Reserve Bank of New York - 380 reviews - New York, NY
Lead or participate in examinations, enhanced continuous monitoring events and regular continuous monitoring meetings....

Examiner, ANC - Member Regulation, ROOR - New York, NY

Finra - 59 reviews - New York, NY
The establishment, approval and monitoring of limits; Works in a team environment with opportunities to supervise others and interact with senior member firm...

Desktop Support Technician I

DEPT OF HEALTH/MENTAL HYGIENE - 9 reviews - New York, NY
$47,797 - $54,967 a year
Computer Associate (Technical Support). Qualified candidates who are not permanent in this title should have applied for the examination for Computer Associate,...

Vice President, Audit/Regulatory Compliance Risk Lead

Prudential - 1,322 reviews - Newark, NJ
Monitoring issues and trends throughout the year with the goal of developing and communicating a view as to the design and effectiveness of the processes and...

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