Senior Compliance Associate Monitoring Examination jobs in New York, NY

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Sr Manager, DOL and Retirement - Compliance
TD Ameritrade - 246 reviews - Jersey City, NJ
Partner with Legal and other areas of Compliance in responding to regulatory inquiries and examinations for TDA, with an emphasis on DOL and ERISA....
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Senior IT Auditor, Associate (Applications)
MUFG Union Bank - 74 reviews - New York, NY 10261
Audit & Continuous Monitoring \:. Develop risk-focused tests to ensure compliance with bank policies, procedures, and regulatory requirements....
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Regulatory Coordinator - Member Regulation, ROOR- New York,...
Review, analyze, and communicate examination findings to member firms' senior management. Prepare risk-based examination planning packages of assigned member...
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Regulatory Coordinator - Member Regulation, ROOR- New York,...

Finra - 39 reviews - New York, NY
Review, analyze, and communicate examination findings to member firms' senior management. Prepare risk-based examination planning packages of assigned member...

Auditor

MAYORS OFFICE OF CONTRACT SVCS - Manhattan, NY
$80,000 - $100,000 a year
O Contract monitoring to determine vendor and consultant compliance. O Examinations of the books of accounts and related records to determine compliance with...

Sr Manager, DOL and Retirement - Compliance

TD Ameritrade - 246 reviews - Jersey City, NJ
Partner with Legal and other areas of Compliance in responding to regulatory inquiries and examinations for TDA, with an emphasis on DOL and ERISA....

Corporate - CTC Interest Rate Risk Management-Associate-NY

JPMorgan Chase - 10,946 reviews - New York, NY
Easily able to build credibility with senior managers. In addition, the team interacts with external regulators to address questions raised during examinations...

Research Compliance Officer

Morgan Stanley - 1,555 reviews - New York, NY 10032 (Washington Heights area)
One Research Compliance associate will report to directly to this position. The Global Compliance Department manages a Firmwide Compliance Risk Management...

ASSOCIATE ACCOUNTANT

United Nations - 280 reviews - New York, NY
A first-level university degree and no experience will be accepted for candidates who have passed the United Nations Young Professionals Programme Examination...

CIB F&BM North America Legal Entity Control Regulatory Repor...

JPMorgan Chase - 10,946 reviews - New York, NY
Compliance, Internal Audit and the front office. CIB F&BM North America Legal Entity Control Regulatory Reporting Associate - NY....

Senior Network Engineer / F5 Load Balancer

New York City Department of Education . - 764 reviews - Brooklyn, NY 11236 (Canarsie area)
$79,472 a year
Cisco Certified Network Associates – Or. Inquiries regarding compliance with this equal opportunity policy may be directed to:....

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