Senior Compliance Associate Monitoring Examination jobs in New York, NY

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Regulatory Coordinator - Member Regulation, ROOR- New York,...
Financial Industry Regulatory Authority, Inc. - New York, NY
firm examinations. Review, analyze, and communicate examination findings to member firms' senior management. Evaluate firm responses to examination reports to...
Sponsored by CareerBuilder - 4 days ago
Regulatory Coordinator - Member Regulation, Sales Practice -...
Finra 18 reviews - New York, NY
firm examinations. Review, analyze, and communicate examination findings to member firms' senior management. Evaluate firm responses to examination reports to...
Sponsored by Finra - 6 days ago

Regulatory Coordinator - Member Regulation, Sales Practice -...

Finra 18 reviews - New York, NY
If the "Apply Now" button on a job board posting does not take you directly to the FINRA Careers site, enter....
30+ days ago - save job - block - email - more...

Licensing Management and Contract Compliance Senior Associat...

PwC 838 reviews - New York, NY
Contract licensing in order to be able to communicate findings. Our in-depth process of forensic accounting diagnosis allows our clients to continue their...
30+ days ago - save job - block - email - more...

Deputy Radiation Safety Officer

Columbia University 154 reviews - New York, NY
of Health & Mental Hygiene. Receiving, processing and distributing shipments of radioactive materials to researchers;....
30+ days ago - save job - block - email - more...

Regulatory Coordinator - Member Regulation, ROOR- New York,...

Finra 18 reviews - New York, NY
If the "Apply Now" button on a job board posting does not take you directly to the FINRA Careers site, enter....
30+ days ago - save job - block - email - more...

Consolidated Supervised Entity Examiner - Member Regulation,...

Finra 18 reviews - New York, NY
FINRA strives to make our career site accessible to all users. and assists senior staff on more complex assignments....
30+ days ago - save job - block - email - more...

Director of Therapeutic Recreation

Long Island State Veterans Home 5 reviews - New York, NY
Please be advised that failure to comply with any of the above requirements could result in a delayed start date and/or revocation of the employment offer....
Stony Brook University - 30+ days ago - save job - block - email - more...

Manager of Finance Audit

Dynamics Associates - New York, NY
regulatory compliance or supplier management. Reviews and approves Business Monitoring Quarterly Summaries....
13 days ago - save job - block - email - more...
Consolidated Supervised Entity Examiner - Member Regulation,...
Financial Industry Regulatory Authority, Inc. - New York, NY
other senior staff member. The CSE Associate Examiner... examinations simultaneously, including regular examinations and special 'cause' examinations or projects...
Sponsored by CareerBuilder - 4 days ago
Consolidated Supervised Entity Examiner - Member Regulation,...
Finra 18 reviews - New York, NY
other senior staff member. The CSE Associate Examiner... examinations simultaneously, including regular examinations and special "cause" examinations or projects...
Sponsored by Finra - 10 days ago
Regulatory Coordinator - Member Regulation, Sales Practice -...
Financial Industry Regulatory Authority, Inc. - New York, NY
firm examinations. Review, analyze, and communicate examination findings to member firms' senior management. Evaluate firm responses to examination reports to...
Sponsored by CareerBuilder - 4 days ago
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