Senior Compliance Associate jobs in New York, NY

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Senior Compliance Associate - Leading Global Provider Of Reg...
Cordium - New York, NY
to hire two Senior Compliance Associates to work and... your resume and cover letter Please include Senior Compliance Associate in the subject line of your email
Sponsored by Doostang - 18 days ago
Senior Compliance Associate
Moody's 4 reviews - New York, NY
Room * Prepare reports to senior management regarding... lines and Compliance teams on relevant coverage issues * Assist in other compliance tasks as required to...
Sponsored by eFinancialCareers - 10 days ago
Securities Compliance Officer – Equities Trading Compliance...
The Compliance Search Group, LLC - New York, NY
Reviews • Liaison for Compliance IT and front office... from senior colleagues • Implement training to all staff on various securities related Compliance matters... $150,000 a year
Sponsored by eFinancialCareers - 1 day ago

Senior International Regulatory & Government Affairs Associa...

American International Group 307 reviews - New York, NY
Five years of progressively responsible regulatory and government affairs experience in insurance (or insurance related), database management systems....
18 days ago - save job - email - more...

Senior Administration Associate

Prudential 519 reviews - New York, NY
Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America....
3 days ago - save job - email - more...

IFS Valuation Analyst, Senior Associate

State Street 344 reviews - New York, NY
The responsibilities of the operations group is to provide clients with portfolio pricing, trade allocation, confirmation, correction and settlement, prime...
3 days ago - save job - email - more...

Senior Finance Associate

The New Teacher Project 2 reviews - New York, NY
At TNTP, we know that diversity makes us stronger and challenges us to think differently every day. TNTP provides equal employment opportunities to all...
1 day ago - save job - email - more...

Senior Associate Legal Management Consulting

Duff & Phelps 9 reviews - New York, NY
Legal, finance, contracts, or intellectual property domain experience. Third-party application development and support experience....
Duff & Phelps Corporation - 3 days ago - save job - email - more...

Senior Associate, Regulatory Compliance

KPMG 732 reviews - New York, NY
One year of experience in an acute care hospital or healthcare consulting role. Strong client services orientation and accustomed to taking an active role in...
KPMG LLP - 17 days ago - save job - email - more...

Senior Associate - Capital Introduction, Fidelity Capital Ma...

Fidelity Investments 742 reviews - New York, NY
Ensure compliance with established policies and procedures. Support the development, implementation, and maintenance of the Capital Introduction Program within...
4 days ago - save job - email - more...

Associate, Compliance & Monitoring

KPMG 732 reviews - New York, NY
Bachelor's degree from an accredited college/university in Business Administration, Finance, Accounting, Economics, English Literature, Engineering, Computer...
KPMG LLP - 5 days ago - save job - email - more...

Compliance Senior Associate, Investment Advisory and Broker-...

New York Life 448 reviews - New York, NY
They should also be able to understand and communicate the impact of proposed program changes and offer compliant solutions to support the business goals....
10 days ago - save job - email - more...

Senior Associate, Channel Marketing

New York Life 448 reviews - New York, NY
This includes researching market opportunities, supporting channel strategy, ensuring firm specific compliance policies are being met, leveraging existing...
4 days ago - save job - email - more...
Assurance Insurance Senior Associate
PwC 838 reviews - New York, NY
regulatory and compliance solutions, merger &... review of standard audit procedures performed by associates. Skills Preferred: Considerable experience...
Sponsored by PwC - 13 days ago
Chief Compliance Officer
Towers Watson/ Towers Perrin - New York, NY
Compliance Officer with responsibility for compliance... TWIS Chief Compliance Officer will work with TWIS associates and compliance associates in other regions...
Sponsored by eFinancialCareers - 10 days ago
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