Senior Compliance Auditor jobs in Rosemead, CA

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Senior Compliance Advisor - Internal Auditor
Along with the Compliance Officer, Privacy & Information Security Officer, and the Compliance Program Manager, the Senior Compliance Advisor, State Programs...
Sponsored by L.A. Care Health Plan
Senior Compliance Auditor
Reports to the Compliance Audit Manager on Compliance Audits performed. Ability to perform a compliance risk assessment for operational areas and new products...
Sponsored by City National Bank
Senior Auditor, SOX Consultant
Team Adhoc - Irvine, CA
The Senior SOX Specialist. Acts as liaison with external auditors to provide requested documentation and maintain appropriate historical records related to the...
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Sponsored by Team Adhoc

National Manager-Treasury Operations & Compliance

Toyota - 849 reviews - Los Angeles, CA
Establish relationships and rapport with TFS Enterprise Compliance, TFS Legal, SEC Reporting, internal/external auditors, and senior management to effectively...

Senior Compliance Auditor

Pinnacle Solutions, Inc. - Los Angeles, CA 90012
$110,000 a year
Compliance Auditor to join their dynamic team. 5 years in compliance :. A growing financial institution is active looking for a Sr....
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Senior Manager Global Investment Control - Fixed Income

Capital Group Companies - 96 reviews - Los Angeles, CA
Engage in discussions and facilitate meetings with external parties including clients, auditors, regulators and Boards, as needed....

Senior Compliance Auditor

City National Bank - 119 reviews - Los Angeles, CA
Reports to the Compliance Audit Manager on Compliance Audits performed. Ability to perform a compliance risk assessment for operational areas and new products...

Sr Auditor

Mattel - 175 reviews - El Segundo, CA 90245
Conducting a variety of financial, compliance and operational audits. Reviewing work performed by staff-level auditors, both internal and external....

Senior Internal Compliance Auditor

TAMMINA SOLUTIONS LLC(Requesting to read JD) - Santa Monica, CA
O SOX compliance audit. Internal audit and SOX compliance experience. Experience with Anti-Money Laundering (AML) Compliance is a plus....
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Sr. Auditor

American Honda Motor Co., Inc. - 2 reviews - Torrance, CA
Sr. The role of the Senior Auditor is to assess business risks, controls, and governance processes within North American Honda operations and affiliates...

Senior Internal Auditor

Wedbush Securities - 17 reviews - Los Angeles, CA 90017
We are looking for an experienced audit professional to join our growing team and conduct financial, operational, compliance and IT audits....

Cpa Firm Audit Assurance Managers Staff And Seniors

Career Partners - 7 reviews - Los Angeles, CA
Summary for Senior Auditors:. Senior Accountants perform most work assigned with a minimum of assistance. Maintains appropriate compliance with all Firm wide...

Senior Auditor

Cetera Financial Group - 6 reviews - Los Angeles, CA
Securities Compliance Auditors conduct audits of branch offices to determine compliance with FINRA, SEC and State requirements....
CPA FIRM-Senior/Auditor Accountant
API Accounting and Computer Services - Rowland Heights, CA
Familiar with SASs, SSAE compliance, GAAP and SSARS. Lead team, correspondence with junior, client, partner, and review work for senior....
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Sponsored by API Accounting and Computer Services
Sr. Internal Auditor
Mercury Insurance - Brea, CA
Maintains strong customer relationship with the audited, management, peers and external auditors. Under general supervision, performs moderate and complex...
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Sponsored by Mercury Insurance

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