Senior Compliance Officer jobs in Los Angeles, CA

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Sr. Portfolio Compliance Associate
BGSS - Los Angeles, CA
Sr. The company is seeking a Senior Portfolio Compliance Associate to join their 4 person Compliance Department....
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Sponsored by BGSS - 30+ days ago
VP Premier Relationship Manager
HSBC 2,590 reviews - Beverly Hills, CA
The jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,...
Sponsored by HSBC - 30+ days ago
AVP Premier Relationship Manager
HSBC 2,590 reviews - Santa Monica, CA
The jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,...
Sponsored by HSBC - 24 days ago

Chief Compliance Officer

Jackson National Life Insurance Company 25 reviews - El Segundo, CA
Chief Compliance Officer. 10 years Compliance experience required, of which 5 years are as a Chief or Senior Compliance Officer....

Senior Compliance Officer AML Monitoring Banamex USA

Citi 2,411 reviews - Century City, CA
Compliance and Control. Knowledge of MANTAS, Patriot Officer and/or similar automated AML monitoring solutions....

Compliance Regulatory Risk Officer

Wedbush Securities 14 reviews - Los Angeles, CA 90017
Business conduct, compliance, series 7, regulatory, risk officer. The Business Conduct Regulatory Risk Officer will report directly to the Business Conduct...

CORPORATE COMPLIANCE OFFICER

Saban Community Clinic 4 reviews - Los Angeles, CA
The Corporate Compliance Officer establishes and implements an effective compliance program to prevent illegal, unethical, and improper conduct....

Affiliate Broker

Tradenet - Los Angeles, CA 90005
Provide guidance to staff on more complex work and to internal customers regarding compliance requirements, escalating to senior management as needed....
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Senior Compliance Advisor, Medicare

L.A. Care Health Plan 11 reviews - Los Angeles, CA
Along with the Compliance Officer, Privacy & Information Security Officer, and the Compliance Program Manager, the Senior Compliance Advisor serves as the focal...

BSA Officer (Farmers Market/Fairfax)

Grandpoint Bank 8 reviews - Los Angeles, CA
Advises the Bank's Chief Compliance Officer, Senior Management, and Bank personnel of emerging compliance issues and consults and guides the Bank in the...

Senior Compliance Officer Retail Banking BUSA

Citi 2,411 reviews - Century City, CA
Strong compliance governance, compliance program management and risk assessment skills. The position is located in Century City, CA (will consider individuals...

Sr. Officer, Compliance Front Office

WesternUnion - Los Angeles, CA
Sr. Evaluate internal controls and anti-money laundering compliance programs for agents through transaction analyses, compliance reviews and training sessions....

Chief Information Officer, Marshall School of Business

University of Southern California 238 reviews - Los Angeles, CA
Reporting to the Marshall School’s senior associate dean for finance & administration and chief financial officer, the CIO will lead a team of approximately 28...
Trade Analyst
BGSS - Los Angeles, CA
Senior Associate - Trade Analyst. Resolving compliance flags generated by trading systems; The trade analyst will report directly to the Chief Operating Officer...
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Sponsored by BGSS - 2 days ago
Sr. Investment Officer
City National Bank 102 reviews - Beverly Hills, CA
Maintain a high degree of investment knowledge as well as a strong understanding of compliance and regulatory issues....
Sponsored by City National Bank - 30+ days ago

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Company with Senior Compliance Officer jobs
2,590 reviews
HSBC is a leading world bank, covering 74 countries and territories. Our size and global reach offer exceptional career opportunities