Series 27 jobs

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FinOp
Michael Page US - 97 reviews - New York, NY
CPA and Series 27 required. The FinOp will be responsible for:....
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REGULATORY COMPLIANCE SUPERVISOR
Stifel Nicolaus - 17 reviews - St. Louis, MO
Series 27 required, Series 7 a plus. Under general supervision, the Regulatory Compliance Supervisor will be responsible for effective oversight of the firm’s...
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Financial and Operational Principal / FINOP
Michael Page US - 97 reviews - New York, NY
Series 27 license. Responsible for financial and regulatory reporting responsbilities....
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FinOps Regulatory Accounting and Reporting

Institutional Secured Credit - New York, NY 10017 (Midtown area)
Series 27 required. NASDAQ Market Maker Firm looking for a FinOp to join our team.*....
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Financial Consultant I

M&T Bank - 503 reviews - Hanover, PA  +2 locations
May 27, 2016, 9:55:11 AM. Series 6, 7 and 63 licenses. Series 6, 7 and 63 licenses OR ability to obtain these licenses within one year of beginning the position...

Broker Dealer Regulatory Reporting Controller - VP

Deutsche Bank - 758 reviews - New York, NY
Series 27 or Series 99 strongly preferred. Full/Part-Time:....

Compliance Operations Manager

U.S. Bank - 2,752 reviews - St. Louis, MO
Compliance Operations Manager - 160014474 At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth...

Broker/Dealer Operations Manager

Betterment LLC - New York, NY 10013 (Tribeca area)
FINRA Series 7, 99, 24 and 27 licenses, or ability to rapidly obtain. About the right team member....

VP, Compliance/FINOP

Opus Bank - Irvine, CA
Appropriate licensing, including but not limited to, Series ##79, 24 and 27. Opus Bank's success is a result of our Bankers’ proven ability to deliver...

FinOP for Registered Broker-Dealer

Americas Global Alliance, LP - Pasadena, CA
AGA sponsors investments. With about $200 million a year of investment capacity, AGA seeks investments in schools, transportation, healthcare facilities, and...
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PH Envir Compl Specialist 1

Cobb/Douglas Health District - Marietta, GA
$29,974 a year
Level for the Environmental Health job series. Accredited college or university which included the completion of 27 semester....

Development Services Technician I

City of Sacramento - 51 reviews - Sacramento, CA
$21.71 - $30.68 an hour
This test tentatively will be held the week of June 27, 2016. This is the entry level in the Development Services Technician series....

VP FinOps Regulatory Accounting and Reporting

BOC Staffing Solutions - New York, NY 10036 (Clinton area)
$140,000 - $160,000 a year
CPA and Series 27 required. VP FinOps Regulatory Accounting and Reporting....
Director, Balance Sheet Management
TD Ameritrade - 216 reviews - Jersey City, NJ
Series 27 is preferable. The incumbent is responsible for the design, testing, implementation, modification, maintenance, analysis and reporting of complex...
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Chief Financial Officer
Brokers International Financial Services, LLC - Panora, IA
Series 27 or 28 required. Series 7 and 24 preferred, but not required. Brokers International Financial Services, an independent broker-dealer and registered...
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Company with Series 27 jobs
Michael Page has grown over the last 38 years to become one of the world's leading recruitment companies across a broad range of job types.