Series jobs in Minneapolis, MN

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Financial Advisor
A series 7, 63 licenses, CLU and ChFC designations. This position’s primary responsibility will be to service numerous smaller accounts as defined by Senior...
Trade Desk Manager
Active Series 7 and 66. Active Series 7 and 66 licenses, clean U4. Wealth Enhancement Group (WEG) is an independent financial advisory and advisory firm based...
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Advanced Brokerage Ops Professional
Thrivent - 148 reviews - Minneapolis, MN
FINRA Series 7, 63 & 65, or 66 is required. Are you FINRA licensed and have a passion for servicing others?...
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Compliance Analyst

Ameriprise Financial - 620 reviews - Minneapolis, MN
Series 7, Series 24. Help develop and maintain a Compliance program at the heart of protecting our customers assets and the investing public....

Design Studio Manager

Walker Art Center - Minneapolis, MN
Manage various design curatorial initiatives, including lecture series, online projects, catalogues, and design exhibitions....
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Manager - Omnibus Operations

Ameriprise Financial - 620 reviews - Minneapolis, MN
Job Description Responsible for managing staff members that are accountable for processing, service, and administration within Clearing Operations. Provide

Registered Client Service Associate

UBS - 1,237 reviews - Saint Paul, MN 55101  +2 locations
Series 7 and 66 licenses (for registered CSAs only). Are you truly service oriented?...

Inbound Internal Sales Consultant - Minneapolis

Allianz Life - 191 reviews - Minneapolis, MN
~crlf~FINRA Series 6, 63 and MN Life Insurance license or willing to obtain in 90 days. Internal Inbound Sales Consultant on the ALFS Distributions Sales Desk...
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Compliance Manager/Officer

Ameriprise Financial - 620 reviews - Minneapolis, MN
Series 7 and Series 24 or 9/10. The Compliance Manager/Officer is responsible for helping to ensure our advisors and the firm are in compliance with applicable...

Program Coordinator

University of Minnesota - 688 reviews - Minneapolis-Saint Paul, MN
The Institute administers a series of grant programs, an annual symposium, a number of networking. BA/BS degree or a combination of education and relevant work...

Wealth Management Specialist

Ameriprise Financial - 620 reviews - Minneapolis, MN
Series 7, 63 & 65 (or Series 66) or the ability to obtain within 90 or 120 days. The Wealth Management Specialist is a wholesaling position whose primary...

Client Relationship Manager

Ameriprise Financial - 620 reviews - Minneapolis, MN
Current FINRA Series 7. The Client Relationship Manager in the Ameriprise Advisor Center (AAC) is a team based position responsible for managing ongoing...

Client Associate/Registered Client Associate

RBC - 1,866 reviews - Wayzata, MN
What is the opportunity? As a Senior Registered Client Associate with RBC Wealth Management you will be responsible for providing administrative and...
Senior Investment Consultant
Gradient Investments, LLC - Arden Hills, MN
Gradient Investments, LLC “GI” is seeking a Sr. Investment Consultant. Gradient Investments is a rapidly growing 3rd party asset management (RIA) firm
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Compliance Analyst
This role requires a Series 7 and 66. Series 24 required or ability to obtain in 60 days. Upon hire you will be required to obtain the Series 24 within 60 days...
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