Stifel Nicolaus $50,000 jobs in St. Louis, MO

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TRUST INVESTMENTS - PORTFOLIO MANAGER
Stifel Nicolaus 14 reviews - St. Louis, MO
Partners with and works in tandem with trust administration and client-facing financial intermediaries throughout Stifel Nicolaus to meet the customized needs...
Sponsored by Stifel Nicolaus - 30+ days ago
FINANCIAL PLAN SPECIALIST
Stifel Nicolaus 14 reviews - St. Louis, MO
POSITION SUMMARY Under moderate oversight, works with Financial Advisors to prepare and explain financial plans for clients and prospects. Gathers all
Sponsored by Stifel Nicolaus - 30+ days ago

OPERATIONS BUSINESS ANALYST 2 - CLIENT COMMUNICATIONS

Stifel Nicolaus 14 reviews - St. Louis, MO
POSITION SUMMARY Under general supervision works with all Operations, Information Technology and other applicable departments to bring about standardizations

MANAGER, SURVEILLANCE RETAIL

Stifel Nicolaus 14 reviews - St. Louis, MO
POSITION SUMMARY Under minimal supervision with the authority to exercise discretion with routine tasks and handles unusual compliance situations. This

FINANCIAL PLANNING ASSOCIATE

Stifel Nicolaus 14 reviews - St. Louis, MO
POSITION SUMMARY Assists Financial Planning Specialists with financial plan data entry. With close oversight gathers all applicable data and prepares simple

BUSINESS ANALYST

Stifel Nicolaus 14 reviews - St. Louis, MO
Proactively monitor for and identify issues in Stifel applications before they are reported. Develop a deep understanding of various Broker and Client desktop...

COMPLIANCE EXAMINER

Stifel Nicolaus 14 reviews - St. Louis, MO
Strong understanding of Stifel policy and procedures. Perform on-going oversight of branch office conformity with Stifel policies, procedures, and regulatory...

SURVEILLANCE SOLUTIONS ANALYST

Stifel Nicolaus 14 reviews - St. Louis, MO
SUMMARY OF RESPONSIBILITIES The Surveillance Solutions team develops implements and owns IT solutions used by the Company for purposes of Compliance.

COMPLIANCE ANALYST - POLICIES AND PROCEDURES

Stifel Nicolaus 14 reviews - St. Louis, MO
SUMMARY OF RESPONSIBILITIES Under general supervision, assists in revising or creating appropriate policies and procedures for multiple broker-dealer

ADVISOR DIRECTED PROGRAMS ANALYST - CONSULTING SERV

Stifel Nicolaus 14 reviews - St. Louis, MO
Will collaborate with the program manager, Financial Advisors (FAs), Consulting Services Operations, investment managers and other groups both inside and...

SENIOR ANALYST, POLICIES & PROCEDURES

Stifel Nicolaus 14 reviews - St. Louis, MO
POSITION SUMMARY Under general supervision, assists in revising or creating appropriate policies and procedures for multiple broker-dealer affiliates. Main

INTERNAL AUDITOR II

Stifel Nicolaus 14 reviews - St. Louis, MO
SUMMARY OF RESPONSIBILITIES Plan and perform operational, financial, and compliance audits of various internal departments to evaluate the adequacy and
SENIOR ANALYST, POLICIES & PROCEDURES
Stifel Nicolaus 14 reviews - St. Louis, MO
POSITION SUMMARY Under general supervision, assists in revising or creating appropriate policies and procedures for multiple broker-dealer affiliates. Main
Sponsored by Stifel Nicolaus - 5 days ago
SR. COMPENSATION ANALYST
Stifel Nicolaus 14 reviews - St. Louis, MO
SUMMARY OF RESPONSIBILITIES Responsible for administering company compensation programs, maintains compensation systems, procedures, and controls consistent
Sponsored by Stifel Nicolaus - 30+ days ago

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