Supervisory Officer $130,000 jobs in New York, NY

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Senior Business Manager of Specialized Compliance
HSBC 2,810 reviews - New York, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
Sponsored by HSBC
Banking and Securities Compliance Officer
Michael Page International - US 69 reviews - Manhattan, NY
Client Details Large global banking and investments business, based in New York City. Description You will focus on providing support to the Equity Capital
Sponsored by eFinancialCareers
Banking and Securities Compliance Officer
Michael Page US - New York, NY
You will focus on providing support to the Equity Capital Markets business which focuses on equity products. Advising on issues related to confidential
Sponsored by Michael Page US
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Americas Team Analyst

Morgan Stanley 923 reviews - New York, NY
Regulatory supervisory processes. This is an officer level position and requires regular interaction with senior managers and organizational partners including...

Futures and Derivatives Compliance Officer

Cantor Fitzgerald 31 reviews - New York, NY
Regularly review and update written supervisory procedures relating to currencies, futures and swaps businesses....
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Compliance Officer

TIAA-CREF 234 reviews - New York, NY 10002 (Lower East Side area)
Identify inherent business and process risks, resolve and mitigate conflicts, remediate deficiencies, and assist in the design of supervisory systems to include...

CIB-Markets Business Control Officer-Electronic Trading and...

JPMorgan Chase 7,181 reviews - New York, NY
Front office supervisory management and execution. The Business Control Officers focus will be:. The business control officer will interact with multiple line...

MOTI Senior Advisor for Intergovernmental Affairs

DEPT OF INFO TECH & TELECOMM - Manhattan, NY
$51,757 - $115,000 a year
The Senior Advisor for Intergovernmental Affairs will work closely with the Chief Technology Officer for the City of New York, staff at the Mayor’s Office of...

Registration Compliance Officer

Morgan Stanley 923 reviews - New York, NY
Additional responsibilities include Form BR maintenance on behalf of ISG and IM, coordinating information in connection with regulatory exams, specialized...

Vice President - Securities Services Compliance Officer

BNP Paribas 450 reviews - New York, NY
Familiarity with FINRA broker-dealer supervisory requirements. The position reports to the Securities Services Compliance Officer....

Recruitment Manager

Career Path Group - New York, NY 10017 (Midtown area)
Recruit select positions at the officer level. Three (3) years of supervisory experience of a high-volume/high-performing corporate talent acquisition team;...

Fixed Income Compliance Officer

Michael Page US - New York, NY
Fixed Income Compliance Officer primary responsibilities:. The ideal candidate for the Fixed Income Compliance Officer:....

Senior Fixed Income Portfolio Manager (Special Investment Of...

Insurance Fund, State - New York, NY
$160,000 - $175,000 a year
Under the general direction of the Chief Investment Officer (CIO) the Senior Fixed Income Portfolio Manager will oversee and coordinate a variety of complex...
Compliance Officer - Fixed Income, Currencies and Commoditie...
Michael Page US - Manhattan, NY
The 'Compliance Officer - Fixed Income' will benefit from:. Maintenance and update of regional policies (Written Supervisory Procedures and other Americas...
Sponsored by Michael Page US
VP Premier Relationship Manager
HSBC 2,810 reviews - New York, NY
Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...
Sponsored by HSBC

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Company with Supervisory Officer $130,000 jobs
HSBC is a leading world bank, covering 74 countries and territories. Our size and global reach offer exceptional career opportunities