Supervisory Securities Compliance Examiner jobs

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Compliance Examiner, Member Regulation Sales Practice - San...
FINRA 20 reviews - San Francisco, CA
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by eFinancialCareers - 22 days ago

Regions Capital Markets/Regions Securities LLC Compliance Sp...

Regions Financial Corporation 612 reviews - Birmingham, AL
Regions Capital Markets/Regions Securities LLC Compliance Specialist. Coordinate compliance efforts and corrective actions with internal and external auditors,...
1 day ago - save job - email - more...

Associate/Senior Associate, Regulatory Risk

KPMG 843 reviews - New York, NY - +4 locations
Assist clients with addressing enterprise wide compliance, including compliance risk management programs, third party compliance reviews, privacy/customer...
KPMG LLP - 9 days ago - save job - email - more...

Compliance Examiner, Member Regulation - New Orleans, LA

Finra 20 reviews - New Orleans, LA - +3 locations
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
17 days ago - save job - email - more...

Regulatory Relations VP

Dynamics Associates - New York, NY
Understanding of regulatory framework and supervisory process; Foster an environment of regulatory awareness and ensure regulatory compliance;...
5 days ago - save job - email - more...

Compliance Examiner, Member Regulation Sales Practice - San...

Finra 20 reviews - San Francisco, CA - +4 locations
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
25 days ago - save job - email - more...

Specialist, Sr Prncpl/Brk Trdr

Nationwide Mutual Insurance Company 611 reviews - Columbus, OH
In depth knowledge of investment products and securities operations. Performs securities research and cost basis tracking information for clients and...
3 days ago - save job - email - more...

Claims Team Lead - WC

Sedgwick Claims Management Services 185 reviews - Saint Paul, MN
Supervises multiple teams of examiners, single of multiple product line examiners and/or several (minimum seven) technical operations colleagues for a wide span...
2 days ago - save job - email - more...

Claims Team Lead - Workers' Compensation-

Sedgwick Claims Management Services 185 reviews - Sun Prairie, WI - +12 locations
Supervises multiple teams of examiners, single of multiple product line examiners and/or several (minimum seven) technical operations colleagues for a wide span...
1 day ago - save job - email - more...

Compliance & Security Manager

Remington 20 reviews - Huntsville, AL
Performs annual site compliance training to relevant employees. Manage, direct and maintain overall Compliance Policies and Procedures to ensure the Remington...
15 days ago - save job - email - more...

SUPERVISORY INTERDISCIPLINARY POSITION

Naval Facilities Engineering Command 8,338 reviews - Santa Rita, GU
$82,642 - $107,434 a year
You must obtain and maintain a secret security clearance. A secret security clearance is a requirement of this position....
usajobs.gov - 1 day ago - save job - email - more...

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