Supervisory Securities Compliance Examiner jobs in Chicago, IL

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Principal IT Risk and Controls Examiner, Member Regulation,...
Finra - 39 reviews - Chicago, IL
IT Risk and Controls Examiner. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an...
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Examiner - Market Regulation, Trading & Financial Compliance...
Securities, commodities or banking regulatory compliance and/or securities or commodities futures trading with experience in:....
Sponsored by diversityjobs.com

Consumer Compliance Bank Examiner / Assistant (Trainee) Bank...

Federal Reserve Bank of Chicago - 317 reviews - Chicago, IL
Consumer Compliance Bank Examiner / Assistant (Trainee) Bank Examiner. Consumer Compliance Examiners assess banks’ compliance with consumer laws and regulations...

COMPLIANCE PCG EXAMINER

Stifel Nicolaus - 21 reviews - Chicago, IL
The compliance examiner advices branch supervisory personnel on matters such as firm policies and procedures, regulatory rules;...

Examiner - Market Regulation, Trading & Financial Compliance...

Finra - 39 reviews - Chicago, IL
Securities, commodities or banking regulatory compliance and/or securities or commodities futures trading with experience in:....

Cybersecurity Senior Risk Management Specialist / Risk Manag...

Federal Reserve Bank of Chicago - 317 reviews - Chicago, IL
Examiner Commission beneficial. Examiner Commission is preferred. Reviewing, monitoring, and formulating institution focused IS supervisory activities....

Principal IT Risk and Controls Examiner, Member Regulation,...

Finra - 39 reviews - Chicago, IL
IT Risk and Controls Examiner. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an...
Claims Team Lead - Workers' Compensation
Supervises multiple teams of examiners, multiple product line examiners and/or several (minimum seven) technical operations colleagues for a wide span of...
Sponsored by InsuranceJobs.com
Principal IT Risk and Controls Examiner, Member Regulation,...
FINRA touches virtually every aspect of the securities business-from registering and educating industry participants to examining securities firms;...
Sponsored by diversityjobs.com

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