Supervisory Securities Compliance Examiner jobs in New York

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Medicaid Performance & Compliance Manager, Healthcare
Public Consulting Group 38 reviews - Albany, NY
3+ years of supervisory experience. Audit & Compliance Manager Job Description. Maintain security and confidentiality of all protected health information...
Sponsored by Public Consulting Group - 20 days ago
Compliance Examiner - Member Regulation, Membership Applicat...
Financial Industry Regulatory Authority (FINRA) 7 reviews - New York, NY
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by diversityjobs.com - 20 hours ago
Compliance Examiner - Member Regulation, Sales Practice - Ne...
Financial Industry Regulatory Authority (FINRA) 7 reviews - New York, NY
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by diversityjobs.com - 20 hours ago

DSRIP Audit & Compliance Manager, HC Performance Management

Public Consulting Group 38 reviews - New York, NY
3+ years of supervisory experience. Audit & Compliance Manager Job Description. Maintain security and confidentiality of all protected health information...

Compliance Examiner - Member Regulation, Sales Practice -Jer...

Finra 25 reviews - Jericho, NY - +1 location
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....

Associate/Senior Associate, Regulatory Risk

KPMG 1,041 reviews - New York, NY
Assist clients with addressing enterprise wide compliance, including compliance risk management programs, third party compliance reviews, privacy/customer...

Corporate Financial Legal Assistant

Wegman Partners LLC - New York, NY
O Internal supervisory controls. Conduct compliance research related to credit rating agencies. Broad understanding of the securities industry, including trade...

Senior Branch Compliance Examiner

Compliance Search - New York, NY
A national retail institutional brokerage firm is seeking a Senior Compliance Examiner to ensure branch compliance with Firm policies, procedures and industry...
Easily apply

Equities Derivatives - Options Compliance VP

Compliance Search - New York, NY
Senior Compliance Examiner, OTC Derivatives (New York, NY). Interacting with global compliance partners in Equities Compliance....
Easily apply

Regulatory Audit and Client Engagements Team Analyst

Computing Concepts Inc - New York, NY
Regulatory supervisory processes. Prior experience in a federal regulatory agency as a bank examiner specializing in operational risk or information technology...

Audit & Compliance Manager, HC Performance Management

Public Consulting Group 38 reviews - Albany, NY - +1 location
3+ years of supervisory experience. Audit & Compliance Manager Job Description. Maintain security and confidentiality of all protected health information...

Audit & Compliance Manager

Public Consulting Group, Inc. - Albany, NY
3+ years of supervisory experience. Maintain security and confidentiality of all protected health information encountered during performance....

Director of Fraud and Abuse

1199SEIU Family of Funds - New York, NY
Certified Fraud Examiner (CFE) required and Accredited Healthcare Fraud Examiner (AHFI) preferred. Report directly to the Chief Information Security Officer....
Compliance Examiner - Member Regulation, Membership Applicat...
Financial Industry Regulatory Authority (FINRA) 7 reviews - New York, NY
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by LatPro - 17 days ago
Director of Fraud and Abuse
1199SEIU Family of Funds - New York, NY
Certified Fraud Examiner (CFE) required and Accredited Healthcare Fraud Examiner (AHFI) preferred. Report directly to the Chief Information Security Officer....
Sponsored by 1199SEIU Family of Funds - 30+ days ago

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