Surveillance Analyst jobs in New York, NY

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Compliance Examiner - Market Regulation, Trading & Financial...
Finra 23 reviews - New York, NY
Focus of the position is on options surveillance. Through the review / investigative process, the Analyst resolves situations that may impact the integrity of...
Sponsored by Finra - 8 days ago
US Compliance Analyst - UK Based
Michael Page International - US 49 reviews - Manhattan, NY
$90,000 - $110,000 a year
Reporting to the Head of Compliance the US Compliance Analyst will be responsible for the oversight of the rapidly growing US office as well as the maintenance...
Sponsored by eFinancialCareers - 8 days ago

Surveillance Associate

RBC 233 reviews - New York, NY
Develop and implement new surveillance reports as required; Keeping abreast of regulatory and market structure changes that may affect the scope of existing...
1 day ago - save job - email - more...

Compliance Analyst- Institutional Equities Division

Cantor Fitzgerald 28 reviews - New York, NY
Conduct electronic communications surveillance on a regular basis. Review daily/weekly/monthly surveillance reports and issue monthly summaries to Management....
Easily apply
10 days ago - save job - email - more...

Global Markets Risk Surveillance - Analyst

MUFG - New York, NY
Global Markets Risk Surveillance - Analyst. Join a financial group that’s as committed to your future as you are....
10 days ago - save job - email - more...

Data Analyst

Columbia University 188 reviews - New York, NY
Participation in Medical Surveillance required. The Department of Biostatistics in the Mailman School of Public Health seeks an experienced Data Analyst to...
4 days ago - save job - email - more...

Content Analyst

Columbia University 188 reviews - New York, NY
Participation in Medical Surveillance required. Reporting to the Executive Director, Initiatives and Special Projects, the Content Analyst is responsible for...
16 days ago - save job - email - more...

Credit Associate

UBS 464 reviews - New York, NY
Organize and maintain information necessary for disciplined surveillance of portfolio credit quality. Counterparty credit analyst providing analytical and...
8 days ago - save job - email - more...

Front Office Business Analyst

Credit Suisse 292 reviews - New York, NY
Business Analyst reporting into the North America lead of Project Vantage with responsibility for. In light of recent “Unauthorized Trading” (UT) events across...
15 days ago - save job - email - more...

Regulatory Analyst

New York City Health and Hospitals Corporation 14 reviews - New York, NY
$38,175 - $62,000 a year
Coordinating and preparing documents for Regulatory submission, annual Regulatory surveys and other surveillance activities of oversight agencies....
9 days ago - save job - email - more...

Grants Analyst

Columbia University 188 reviews - New York, NY
Participation in Medical Surveillance required. Reporting to the Departmental Administrator, the incumbent is responsible for all aspects of pre-award and post...
22 days ago - save job - email - more...

Financial Analyst -Financial Institution Supervision Group

Federal Reserve Bank of New York 231 reviews - New York, NY
Financial Analyst -Financial Institution Supervision Group. In addition, The Financial Analyst will be responsible for:....
10 days ago - save job - email - more...
Investment Banking and Research Compliance Analyst
Michael Page International - US 49 reviews - Manhattan, NY
$75,000 - $110,000 a year
The Investment Banking and Research Compliance Analyst is responsible for identifying, assessing, drafting and implementing relevant policies, procedures and...
Sponsored by eFinancialCareers - 17 days ago
Surveillance Analyst
Michael Page International - US 49 reviews - New York, NY
$70,000 - $90,000 a year
A Surveillance Analyst is required to join an Agency only broker dealer. Profile The Surveillance Analyst candidate must have an undergraduate degree with 5+...
Sponsored by eFinancialCareers - 12 days ago
Desk Surveillance Analyst
Michael Page International - US 49 reviews - New York, NY
$70,000 - $90,000 a year
Profile The succesful Desk Surveillance Analyst must have a trade surveillance background and must have experience of equity products....
Sponsored by eFinancialCareers - 29 days ago

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