Surveillance Officer $110,000 jobs in East Chicago, IN

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Futures Compliance Officer

NJF Global Holdings Ltd - Chicago, IL
Conduct surveillance reviews and trade desk audits. Our client is currently seeking an experienced futures compliance professional to join our Legal and...
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Compliance Officer- Corp and Govt Ratings

McGraw Hill Financial 218 reviews - Chicago, IL 60601 (Loop area)
Experience with IT projects, including surveillance development, implementation, and monitoring. This Compliance Officer is responsible for covering Standard...

US Head, RIA Compliance

BMO Financial Group 109 reviews - Chicago, IL
The Chief Compliance Officer for U.S. Provide input to the Chief Compliance Officer, U.S. The Chief Compliance Officer ensures that exceptions identified during...

Chief Compliance Officer, Government Relations

BMO Financial Group 109 reviews - Chicago, IL
Prepare complete, accurate documentation of compliance monitoring and surveillance activities. The Chief Compliance Officer, Government Relations Compliance...

Compliance, Private Wealth Management - Regional Compliance...

Goldman Sachs 361 reviews - Chicago, IL
Conduct E-communications surveillance. Conduct account and trade surveillance. Communicate regularly with Compliance Management and other Regional Compliance...

Compliance Officer, Listed Derivatives

Compliance Search - Chicago, IL
Develop trade surveillance reports with other working groups within compliance. Our client, a top-tier bank, seeks a Compliance Officer who will be responsible...
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Compliance, Private Wealth Management - Regional Compliance...
Goldman Sachs Group, Inc. - Chicago, IL
Conduct E-communications surveillance. Conduct account and trade surveillance. Communicate regularly with Compliance Management and other Regional Compliance...
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