Surveillance Officer $110,000 jobs in East Chicago, IN

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Futures Compliance Officer

NJF Global Holdings Ltd - Chicago, IL
$100,000 - $200,000 a year
Conduct surveillance reviews and trade desk audits. Our client is currently seeking an experienced futures compliance professional to join our Legal and...
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US Head, RIA Compliance

BMO Financial Group 113 reviews - Chicago, IL
The Chief Compliance Officer for U.S. Provide input to the Chief Compliance Officer, U.S. The Chief Compliance Officer ensures that exceptions identified during...

US Head, RIA Compliance

BMO Harris Bank 174 reviews - Chicago, IL 60290 (Loop area)
Provide input to the Chief Compliance Officer, U.S. The Chief Compliance Officer ensures that exceptions identified during compliance surveillance and reviews...

Compliance, Private Wealth Management - Regional Compliance...

Goldman Sachs 370 reviews - Chicago, IL
Conduct E-communications surveillance. Conduct account and trade surveillance. Communicate regularly with Compliance Management and other Regional Compliance...
Compliance Officer- Corp and Govt Ratings
McGraw Hill Financial 221 reviews - Chicago, IL
Experience with IT projects, including surveillance development, implementation, and monitoring. This Compliance Officer is responsible for covering Standard...
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