Trade Compliance Officer jobs in New York State

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Business Consultant
Eze Castle Software LLC, an Eze Software Group Co. - New York, NY
$63,086 - $92,000 a year
Communicate client req to Prod Mgt & Dev teams, train end-users (portfolio mgrs, traders, compliance officers) on use of desktop apps in co. prod suite;...
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Kiodex Sales Executive
From market connectivity, trade execution and securities financing to accounting, data management and tax reporting, our solutions provide cross-asset support...
Sponsored by SunGard
Senior Software Engineer/Architect
Genesis10 - 4.027 reviews - New York, NY
Design and develop a new flexible, scalable and customizable policy engine that allows compliance officers to define their own policies *....
Sponsored by Dice

Compliance Officer - Trade Surveillance (AVP)

Deutsche Bank - 4.0760 reviews - New York, NY
Compliance Officer - Trade Surveillance. Continuously assess business program by interpreting relevant industry regulations and DB’s Compliance policies to...

Compliance Officer

Green Key Resources - 4.326 reviews - New York, NY 10016 (Gramercy area)
$60,000 - $90,000 a year
Correspond directly with the Law Department, state regulatory authorities, and insurance trade when additional interpretation needed....

Compliance - Head of Compliance Program Oversight Group

Deutsche Bank - 4.0760 reviews - New York, NY
Director-level Compliance Officer needed to head the Compliance Oversight Group within DeAM Compliance with the goal of providing support and oversight to the...

Senior Compliance Officer - Asset Management

Credit Suisse - 3.9438 reviews - New York, NY 10022 (Midtown area)
Provide back-up to compliance advisory coverage officer overseeing various credit businesses; Perform certain trade surveillance activities and supervise trade...

Compliance, Securities Division Compliance

Goldman Sachs - 4.1450 reviews - New York, NY
In particular, this Divisional Compliance Officer provides coverage support to the Securities Division Macro businesses....

IHC Testing Compliance Officer (Vice President)

Deutsche Bank - 4.0760 reviews - New York, NY
Deutsche Bank’s Compliance Testing team, a part of the Compliance Department, conducts reviews to evaluate the firm’s compliance with applicable laws and...

Trade Surveillance Compliance Officer

ITG - New York, NY 10017 (Midtown area)
Interested candidates should send a resume to and include Trade Surveillance Compliance Officer in the subject line....

Director, Regulatory Compliance Assurance - Securities

HSBC - 4.03,515 reviews - New York, NY
Implements the Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer, Area...

Senior Compliance Professional

Ramax Search - new york, NY 10123 (Chelsea area)
$135,000 a year
Senior Compliance Professional. Currently they seek an experienced Senior Compliance Professional to join the firm’s compliance team in the assessment,...
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Testing Specialist-Trade surveillance (Global Compliance) NY...

Bank of America - 3.913,444 reviews - New York, NY
Close liaison with the Line of Business Compliance officers to resolve potential identified breaches in a timely manner....
Regulatory Compliance Analyst - Legal Anlyst for Healthcare
Compass Healthcare - Lake Success, NY
$80,000 a year
Perform special assignments and projects as assigned by Director of Compliance or Compliance Officer. Regulatory Compliance Analyst reports to the Compliance...
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Compliance Officer salaries in New York State

$90,812 per year

25.6% higher than national average


Salary data based on 201 employees and 1492 jobs