Uses NASD jobs in Florida

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Sales Coordinator

MetLife 746 reviews - Tampa, FL
Uses business knowledge and judgment to address open items. Identifies and obtains missing information as it pertains to RFP’s....
3 days ago - save job - block - email - more...

Branch Senior Supervisory Principal FID

Raymond James 129 reviews - Tampa, FL
and ensuring adherence to firm and regulatory policies and procedures.Pro-actively ensures compliance with applicable industry rules (State, NASD & SEC)...
1 day ago - save job - block - email - more...

Branch Senior Supervisory Principal - FID

Raymond James Financial 129 reviews - Saint Petersburg, FL
Under general direction, with a high level of autonomy, uses extensive knowledge and skills in securities industry regulations and retail security sales...
30+ days ago - save job - block - email - more...
MSG - Equity Research Associate - Delray Beach
Macquarie Holdings - Miami, FL
with others, globally NASD Series 7, 63 and 86/87... and derivatives and delta one activities. MSG uses its research and risk management skills to develop...
Sponsored by eFinancialCareers - 5 days ago

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