VP Compliance jobs in Manhattan, NY

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PE Waterfall Project Manager, Vice President
State Street 717 reviews - New York, NY
Ensure compliance with investment fund legal documents, i.e. partnership agreements. Regional Marketing Statement....
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VP Compliance Advisory Electronic Trading
The Forum Group 9 reviews - New York, NY
Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required....
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Senior Director Construction
Mount Sinai Health System 511 reviews - New York, NY
You will help transform the Facilities Division into a premier metropolitan healthcare construction management division as we continue to bring large...
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Quality Assurance Compliance Officer (Vice President)

Deutsche Bank 696 reviews - New York, NY
The goal is to ensure that Compliance controls are effective, efficient, and promote compliance with key rules, regulations, guidelines and best practices....

VP Compliance

Moody's Corporation 15 reviews - New York, NY
In 2015, the Compliance Project Management team managed more than 100 compliance projects. Global Compliance and Investigation....

VP of Compliance Policy & Training

Peak Organization 6 reviews - New York, NY 10001 (Chelsea area)
VP of Compliance Policy & Training. Our client, a leading global financial services firm is seeking to add a VP of Compliance Policy & Training....
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Sr. Compliance Officer - Privacy Office, Vice President

MUFG - New York, NY
Meeting compliance program operational needs. Compliance Officer - Privacy Office, Vice President. The Senior Compliance Officer, Privacy (Information Security...

Compliance Director Risk Assessments

Citi 2,868 reviews - New York, NY
Compliance and ControlTravel Time:. In support of the Enterprise-Wide risk assessment program, this Compliance Director will be responsible for managing the...

Fixed Income Compliance VP - Dodd Frank

Credit Suisse 408 reviews - New York, NY
Revision/update business compliance manuals. 5+ years experience in financial services compliance, legal or regulatory functions;...

CIB Compliance - Audit Manager - VP - New York, NY

JPMorgan Chase 8,089 reviews - New York, NY
CIB Compliance - Audit Manager - VP - New York, NY. The role is for an experienced auditor within the Compliance audit team, reporting to the Corporate and...

Director of CCAR RWA Forecasting and Analytics

Citi 2,868 reviews - New York, NY
Lead end-to-end the Model Risk and Alternate Forecasting Approaches (AFA) compliance consistent with the SR11-7 regulatory guidance for the RWA work stream...

VP Compliance Officer

Barclay Simpson - New York, NY
$100,000 a year
A VP Compliance officer, who will sit on the trading floor, is required to work directly with the CCO and General Counsel and review/provide oversight to the...

Manager, Laboratory Compliance

Gemological Institute of America 42 reviews - New York, NY 10065 (Upper East Side area)
Reports on compliance and ethics issues and concerns to the VP, Chief Compliance & Ethics Officer. Coordinates with the VP, Chief Compliance and Ethics Officer,...
Head of Data - Commercial Risk Office, Director, Digital Pro...
Capital One 2,481 reviews - New York, NY
The CBRO interacts with internal and external partners for Audit and credit reviews, regulatory exams and compliance assessments and is the point of contact for...
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VP, Corporate Counsel
Prudential 828 reviews - New York, NY
Provide legal and regulatory advice to Compliance Department on compliance issues, regulatory developments and assist in development of procedures;...
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