Waddell & Reed jobs in Mission, KS

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Client Services Associate

Waddell and Reed 71 reviews - Overland Park, KS
The Purchasing Departments perform processing for the majority of Waddell & Reed’s incoming new customer accounts and subsequent investments....

Paralegal

Waddell and Reed 71 reviews - Overland Park, KS
PRINCIPAL DUTIES AND RESPONSIBILITIES: Assist in maintaining litigation docket and litigation reports. Assist in maintaining case management system.

Investment Analyst-Money Market

Waddell and Reed 71 reviews - Overland Park, KS
The Investment Analyst - Money Markets has the following job duties: Cash Management Assist portfolio manager with daily management of the cash balances of

Advertising Compliance Team Lead

Ivy Funds - Overland Park, KS
Serve as Team Lead for Advertising Analysts and staff while maintaining day-to-day responsibilities related to the compliance review, approval and FINRA filing...

Internal Wholesaler

Waddell and Reed 71 reviews - Overland Park, KS
Job Overview: Responsible for developing and maintaining existing relationships, as well as identifying and acquiring new business with their assigned

Compliance Surveillance Analyst

Waddell and Reed 71 reviews - Overland Park, KS
Review exception reports, gather supporting documentation, and request suitability information from supervisors to evaluate whether advisor activities comply

Client Services Associate

Ivy Funds - Overland Park, KS
The Purchasing Departments perform processing for the majority of Waddell & Reed’s incoming new customer accounts and subsequent investments....

Advertising Compliance Team Lead

Waddell and Reed 71 reviews - Overland Park, KS
Serve as Team Lead for Advertising Analysts and staff while maintaining day-to-day responsibilities related to the compliance review, approval and FINRA filing...

Director Practice Development

Waddell and Reed 71 reviews - Overland Park, KS
Understanding of systems and tools critical to the success of a Waddell & Reed advisor (Net. Knowledge of Waddell & Reed’s compensation structure and compliance...

Executive Director, IFDI Compliance

Waddell and Reed 71 reviews - Overland Park, KS
JOB SUMMARY: Work directly for the VP Compliance Surveillance to assist in managing the Compliance function for Ivy Funds Distributor, Inc. and its domestic

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