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Broker Dealer Senior Compliance - Series 24 required
J.W. Cole Financial, Inc. - Tampa, FL 33634
Advertising compliance experience; Coaching junior compliance associates and home office employees on compliance topics;...
Easily apply
Manager of Quality Assurance and Regulatory Affairs
Spaulding Medical - West Bend, WI
Ensure that the Quality System is in compliance with Regulatory and Quality System requirements. Facilitate and implement improvements to the quality system...
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Monitoring and Compliance Specialist
The Director of Monitoring & Compliance will supervise the Monitoring and Compliance Specialist. Submit weekly monitoring reports to the Director Monitoring &...
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Program Services Coordinator

City of Philadelphia - 351 reviews - Philadelphia, PA
$45,000 - $53,000 a year
The Mayor’s Office of Education seeks an experienced, detail-oriented Program Services Coordinator to support programs for the Community School team, including...

Compliance and Regulatory Specialist

Hennepin County - 163 reviews - Minneapolis, MN
$54,837 - $86,934 a year
To work with the Compliance Department to enhance existing compliance programming through the development of compliance program strategy in cooperation with...

Investigator, Special Investigations Unit

Uber - 284 reviews - Phoenix, AZ 85004 (Central City area)
And to present effective written communication to varied audiencesSolid computer and time management skillsWillingness to work weekends, holidays and outside a...

Program Coordinator II

State of South Carolina - 55 reviews - Richland County, SC
$39,960 - $73,935 a year
Assists with the daily activities of assisting Home Again participants transition from the skilled nursing facility or hospital back to the community. Acts as

Compliance Associate

Emory University - 318 reviews - Atlanta, GA
$61,300 a year
Reviews and interprets individual agreements to generate terms for receipt of revenue and diligence achievement. Reviews diligence of licensees based on

Compliance Specialist

Hollywood Casino Gulf Coast - 4 reviews - Bay Saint Louis, MS
Responsible for ensuring the compliance with all regulatory compliance within area of responsibility and reporting potential issues to management....

Compliance Analyst

Ameriprise Financial - 620 reviews - Minneapolis, MN
Support Broker/Dealer Compliance Program relating to Rule Assessments and Implementations. Help develop and maintain a Compliance program at the heart of...

Compliance Specialist

M Resort - 15 reviews - Henderson, NV
Assist in monitoring employee compliance training programs. Maintain accurate, detailed records and provide support to Compliance Director....

Analyst - Compliance Risk Management Program

American Express - 4,225 reviews - New York, NY
To support this mission, Global Compliance and Ethics maintains a strong Compliance Risk Management Program, which has been recognized on its strength and...

Departmental Analyst 9-P11, Collections

State of Michigan - 584 reviews - Sterling Heights, MI
$19.63 - $30.75 an hour
The position identifies business enterprises failing to maintain compliance with appropriate tax filings and payments, fraudulent asset transfers, tax evasion...
Compliance Officer
Rowe Wealth Management - Boca Raton, FL
The registered compliance rep. While Florida being a registered series 65 holder is a must, experience level need not be extensive, as we need someone to...
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Bank Secrecy Act Officer/Compliance Analyst
Citizens Community - Altoona, WI
Three (3) years of directly related experience in Bank compliance and Bank Secrecy Act compliance may be considered in lieu of the Bachelor’s degree....

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