compliance jobs in New York State

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Senior Vice President Compliance Monitoring and Testing
Linium Resources - New York, NY
$200,000 a year
Responsibilities will include developing and enhancing procedures for compliance testing and monitoring reviews for specific businesses and their compliance...
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Principal Auditor (Legal & Compliance)
Deutsche Bank - 758 reviews - New York, NY
Job ID: 3129353 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2016-04-04 Location: New York, United States of America A Passion to Perform
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Compliance Consultant 6
Wells Fargo - 12,846 reviews - New York, NY
Regulatory Compliance Risk Management (RCRM) is the corporate compliance function that safeguards Wells Fargo by ensuring that all business groups abide by...
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Manager of Quality, Risk & Compliance

Callen-Lorde - New York, NY 10011 (Chelsea area)
Manager of Quality, Risk & Compliance Search. Callen-Lorde Community Health Center seeks a dedicated, flexible individual to join our management team as our...
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Assistant Vice President – CIB Compliance Review Examiner

BNP Paribas - 613 reviews - New York, NY
Conduct compliance reviews under the direction of the Team Lead within Compliance Independent Testing & Risk Assessments (CITRA) in order to assess and review...

Analyst – Compliance Review Examiner

BNP Paribas - 613 reviews - New York, NY
Conduct compliance reviews under the direction of the Team Lead within Compliance Independent Testing & Risk Assessments (CITRA) in order to assess and review...

Senior Vice President Compliance Monitoring and Testing

Linium Resources - New York, NY 10017 (Midtown area)
$200,000 a year
Responsibilities will include developing and enhancing procedures for compliance testing and monitoring reviews for specific businesses and their compliance...
Easily apply

Risk & Control Ass Mgr

HSBC - 3,507 reviews - New York, NY
Good understanding of global / retail banking areas, private bank, compliance, and other areas in banking. Provide review and analysis of Group FIMS (Functional...

Records Analyst

DEPARTMENT OF CORRECTION - 904 reviews - Queens, NY
$26.61 - $36.23 an hour
Perform daily assessment of records retention schedule with business units to ensure compliance. The New York City Department of Corrections (DOC) is one of the...

Compliance Analyst

AllianceBernstein - 47 reviews - New York, NY 10105 (Midtown area)
Manage the employee certification process for various compliance policies. Perform surveillance monitoring for compliance with policies and procedures related...

Compliance Examiner

National Futures Association - 9 reviews - New York, NY
0-3 years' financial services experience, preferably in regulatory compliance, risk management, auditing, or operations....

Compliance Services Analyst

New York City Department of Education . - 677 reviews - New York, NY
$80,393 a year
Conducts compliance reviews of school operations; Assists with identifying risk by evaluating compliance;...

Compliance Officer

The Children's Aid Society - 43 reviews - Manhattan, NY
Implement and manage the organization’s Medicaid compliance program, including but not limited to designing, implementing, and monitoring an annual compliance...
Trading Assistant
Trade Assistants as well as Traders, including but not limited to pre-trade compliance matters. Assist the data management team with setting up required...
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Capital Markets Regulatory Senior Associate (Middle Office)
Act as key point of contact with Trade Floor Supervision and the Volcker Compliance Office (VCO). Thoroughly understand regulatory and compliance requirements...
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Company with compliance jobs
Wells Fargo is a nationwide, diversified, community-based financial services company, founded in 1852 and headquartered in San Francisco.