compliance jobs in New York State

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Compliance Officer
Asset Management - 75 reviews - Pleasantville, NY 10570
Compliance Officer Position*. Provide training to business personnel regarding compliance responsibilities. Registered investment adviser to mutual funds and...
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Chief Compliance Officer
The Corporate Compliance Officer acts:. Institutes and maintains an effective compliance communication program for the Agency, including promoting use of the...
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Medical Documentation Auditor/Corporate Compliance Officer
UBMD Pediatrics - Buffalo, NY 14203
CCO is responsible for ensuring the organization remains in compliance with all regulations, requirements, and reporting results of compliance and ethics of the...
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Compliance Officer/Safety Administrator
Compliance Officer/Safety Administrator*. In particular, the Compliance Administrator will monitor and ensure compliance with federal, state and local laws and...
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Vice President Regulatory Risk and Review

BlackRock - 270 reviews - New York, NY 10055 (Midtown area)
Alongside the broader Compliance teams, actively supporting and contributing to Blackrock’s strong compliance culture;...

Audit Compliance Associate

Neiman Marcus - 1,092 reviews - New York, NY
The LP Audit Compliance Associate is responsible for maintaining merchandise Hold Compliance standards for targeted vendors throughout the store....

Financial Crime, Alternatives Associate

BlackRock - 270 reviews - New York, NY 10055 (Midtown area)
Cultivating and enhancing BlackRock’s compliance culture; Developing and fostering excellence within the Compliance team....

Compliance Officer

FRED ALGER & COMPANY - New York, NY
SVP, Chief Compliance Officer (CCO); Alger seeks a highly motivated and organized individual to serve as Compliance Officer (CO)....

Compliance Officer - Vice President

Deutsche Bank - 1,895 reviews - New York, NY
Identifying/investigating activity that can be indicative of compliance problems and communicate/escalate as necessary, including recommending practical...

Compliance Analyst

Compass Group LLC - 2,631 reviews - New York, NY 10022 (Midtown area)
Chief Compliance Officer. General knowledge of compliance concepts. Assist the CCO in daily Compliance tasks and functions such as:....
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Legal & Compliance - Compliance Officer, Vice President

Blackstone - 94 reviews - New York, NY
The Legal & Compliance department seeks a mid-level compliance officer primarily to support Blackstone Strategic Partners....

Compliance Manager

Amazon.com - 21,920 reviews - New York, NY
Management responsibility for global customer-facing Financial Services Compliance Specialists and all customer-facing compliance programs....

Legal & Compliance - Attorney, Vice President

Blackstone - 94 reviews - New York, NY
Working with Blackstone legal and compliance regarding firm wide compliance issues and projects; Assisting in compliance and regulatory matters:....

Executive Director, Legal and Compliance

Morgan Stanley - 2,311 reviews - New York, NY 10032 (Washington Heights area)
Global investment management firm seeks a Compliance Professional to join the Investment Management Compliance Department with a primary focus on mutual funds....
Risk Assessment Manager (VP)
BlackRock - 270 reviews - New York, NY 10055
Cultivating and enhancing BlackRock’s compliance culture; Developing and fostering excellence within the Compliance team....
Regulatory Compliance Associate - 1-2 years experience
Asgard Regulatory Group, LLC - Bohemia, NY 11716
$37,000 - $45,000 a year
1-2 years experience in Compliance. The Compliance Analyst is responsible for assisting in monitoring adherence to our client’s Compliance Policy ensuring that...
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