compliance jobs in New York

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VP, Compliance - Surveillance
Niagara Partners, Inc - New York, NY
Training Junior Team Members of a Surveillance Department for a Major Compliance Team?:. Ideal candidate must be able to mentor & train junior members of the...
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Sponsored by Niagara Partners, Inc - 1 day ago
Compliance Examiner - Market Regulation, Trading & Financial...
Finra 25 reviews - New York, NY
The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, SEC, and exchange client rules....
Sponsored by Finra - 13 days ago

Compliance Specialist / Grants Review

City of New York 60 reviews - Queens, NY
Work with the Division Deputy Director and Unit Supervisors to develop tracking and compliance reporting for the purpose of identifying licensees who have not...

Compliance Analyst

Screenvision - New York, NY
Oversee the Screenvision Compliance Task Force and Compliance Portal:. Promote the Screenvision Compliance Request Portal....

Compliance Analyst II Job

BNY Mellon 998 reviews - New York, NY
Compliance Analyst II (Job Number:. Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies....

Compliance Review Officer

Credit Suisse 332 reviews - New York, NY
Conduct compliance reviews cross divisionally. Work closely with line/product compliance throughout the review process....

BSA/AML Compliance Analyst

Commonwealth Foreign Exchange - New York, NY 10019 (Midtown area)
1-3 years BSA/AML compliance experience. Seeking BSA/AML Compliance Analyst with 1-3 years experience, who would be responsible for assisting the Compliance...
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Regulatory Reporting Policy, Associate

JPMorgan Chase 6,304 reviews - New York, NY
This function provides support for the reporting process with a strong focus on compliance, data quality, and operational efficiency....

Quality Analyst (Alert Operations) - Global Compliance Opera...

JPMorgan Chase 6,304 reviews - Brooklyn, NY
The candidate will operate under the supervision of the Compliance Manager and may receive guidance from Senior Compliance Management....

Compliance Analyst

Banking Client - Long Island City, NY
Prior work experience in a financial institution with job specific work experience in AML Knowledgeable of the laws applicable to money laundering, including
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Compliance Manager

Akin Gump Strauss Hauer & Feld LLP 9 reviews - New York, NY
This includes responsibility for all aspects of daily compliance tasks. The Compliance Manager is expected to demonstrate initiative, set priorities for the...
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M/WBE Compliance

City of New York 60 reviews - Queens, NY
S/he will be the liaison between the city and the Minority and Women’s Business Enterprises (M/WBE) community, and will monitor compliance with the goals set...
Finance & Risk, Regulatory & Compliance Manager +
Accenture 2,881 reviews - New York, NY
Understanding of Compliance processes. Understanding of Compliance Regulatory Requirements. Familiarity with Compliance technology vendors a plus....
Sponsored by Accenture - 13 days ago
Compliance Analyst
Kforce 341 reviews - New York, NY
Working with business, Risk, Anti Money Laundering, and Compliance teams to complete agreed upon business initiatives....
Sponsored by Kforce - 30+ days ago
Third Party Risk Management (TPRM) Transformation Lead Job
Booz Allen Hamilton 677 reviews - New York, NY
Apply experience with consulting or leading transformation projects and supplier risk management, operations risk, or regulatory compliance....
Sponsored by Booz Allen Hamilton - 30+ days ago

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Company with compliance jobs
25 reviews
FINRA is the largest independent regulator of securities firms doing business with the public in the United States.