Senior Associate - Governance, Risk & Compliance
EXL - Jersey City, NJ

This job posting is no longer available on EXL. Find similar jobs: Senior Associate jobs - EXL jobs

Execute client engagements as per project plans that are mainly focused in the Banking & Capital Markets space.
  • Create high quality and impactful deliverables in an efficient timely manner
  • Demonstrate and apply a thorough knowledge of business risks, control frameworks and audit procedures to understand, document, analyze and assess/audit client’s controls and processes
  • Assist an proposal development, project planning, project management, issue analysis, client presentation and reporting
  • Has continuous focus on improving the Quality and has a consistent record of doing the same
  • Suggests improvements to processes backed by data and sees the implementation through
  • Supports Associates on Quality aspects and conducts projects as required
  • Builds and sustains constructive relationships within the team and at the client

  • Qualifications:
    • 2 - 4 years Banking and Capital markets experience – Broker dealer environment
    • Strong exposure to some of the following: regulatory compliance, internal audit, operation risk and controls assessment
    • Good understanding of some of the following: GAAP; regulations such as SOX
    • Excellent communication skills, both verbal and written
    • Strong service delivery and quality orientation
    • Ability to work with minimal supervision
    • Exceptional interpersonal skills
    • CPA, CFE, CISA OR CIA certifications are a plus
    • Worked in Big 4 / Leading accounting firm / broker-dealer
    • Asset Management / Hedge Fund experience is a plus.

    EXL - 18 months ago - save job - copy to clipboard - block
    About this company
    153 reviews
    EXL is a leading provider of offshore business process outsourcing solutions to the Global 1000. EXL strives to build lasting relationships...