Summer Intern - Undergraduate – Sales Practice Policy – New York , NY POSITION SUMMARY: The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Summer Intern for this opportunity. ESSENTIAL JOB FUNCTIONS: · Research current legal issues relating to SEC/SRO proposals · Assist in preparation of legal memoranda · Compare NYSE and NASD rules in connection with rule harmonization projects · Updating and maintaining rule history · Maintain rule catalogue · ...
From Finra - 18 months ago
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