Compliance Director AML NAM FIU Process Support Head
Citi - Long Island City, NY

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Reference Code: 12040088
Location: Long Island City, NY, USA
Education Level: Bachelor's Degree
Description

The Process Support Head is responsible for various infrastructure components of the North America Financial Intelligence Unit (NAMFIU). The Process Support Unit Head will review, analyze, and evaluate business systems and user needs to ensure appropriate AML and control structures related to program quality and risk are firmly in place as well as appropriate oversight and escalation mechanisms are established and functional.

REPRESENTATIVE RESPONSIBILITIES:
  • Lead team responsible for metrics reporting, capacity planning, procedures and training, QA programs and business management
  • Provides guidance and advisement to NAMFIU Management
  • Acts as liaison with Regional FIUs
  • Develop and maintain the procedures for the Units
  • Liaison with AML Advisory and business units on proposed changes or enhancements related to business segmented procedures
  • Oversees the development of content and delivery of AML and other training programs
  • Oversight of staff training requirements and needs
  • Manages and maintains functional related system entitlements
  • Coordinates staff resources in relation to capacity planning
  • Manages the overall Unit budgets and expenses and coordinates on staff resources, etc.
  • Oversees new initiatives, including those relating to new processes and system and liaises with the Compliance Project Strategy Office
  • Manages relationships with internal audit teams and regularly oversees the progress of internal audit engagements
  • Oversight and coordination of audit and regulatory deliverable requests
  • Oversight and coordination of audit / regulatory comments and responses
  • Coordinates internal control reviews and oversees follow-ups of Compliance Testing (CT) results
  • Oversees Key Risk Indicator Monitoring/Escalation process and MIS and Reporting
  • Conducts regular Quality Assurance on cases/alerts and other procedures and determine resolutions for exceptions or issues when necessary
  • Participate as Subject Matter Expert in varied capacity to ensure proper representation in AML Compliance forums
  • Liaise with Operations, Technology and Compliance Risk Management to optimize and continuously improve processes Qualifications
  • Four Year College Degree or equivalent experience
  • 10+ years of AML or applicable experience
  • Strong compliance background including experience with banks as well as with non bank institutions
  • Strong communication and negotiation skills
  • Experienced with audit and regulatory exam management
  • Strong people management skills
  • Strong multi-tasking skills
  • Ability to lead a multifunctional team and coordinate simultaneous execution of work products
  • Experienced in metric and Key risk indicator development
  • Significant experience in AML monitoring and other AML technology
  • Excellent presentations skills in both training and presenting to senior management
  • Excellent writing skills including experience in developing AML policies and procedures
  • Project Management skills