WM Core Operations supports the JPMorgan Private Bank and Private Wealth Management groups and is the world's premier service provider for ultra and high net worth individuals. Our goal is to help these affluent individuals across the globe optimize their wealth, after taxes and across generations. WM Core Operations provides end-to-end support for all aspects of the client banking experience, working closely with client service, fiduciary, product specialty groups, third party vendors and others internal support groups.
The individual will maintain and continue to improve the risk and control environment within Core Operations. This individual is responsible for managing all CSA activities and resiliency planning for the Core Operations, coordinating any compliance testing and audit requests for internal and external partners, reviewing policies and procedures for Core Operations teams to ensure no control gaps exist, and coordinating risk and control activities with our partners across Global Wealth Management. This role is critical to ensure that we maintain the appropriate level of controls within the Core Operations and provide adequate support to our business partners.
Series 99 Operations License is required for this role. Opportunities to pass exam may be provided upon hire.
- Bachelor's degree (BS / BA) required
- Experience in risk management, audit, or operational roles with increasing responsibilities and diverse experiences in addition to other work experience
- Experience in a regulated broker-dealer and / or wealth management business strongly preferred
- Ability to operate in grey spaces and adapt to work flow variation and change
- Outstanding analytical skills, excellent business judgment , strong problem solving and effective decision making ability
- Excellent time management, written and verbal communication skills
- Ability to work independently within an overall team environment, provide effective oversight and directly influence change
- Excellent computer skills: MS Office Suite (PowerPoint, Word, Excel, Access)
US-DE-Newark-CC - Ops 3 / 00768
Asset & Wealth Management
JPMorgan Chase - 2 years ago
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