Compliance Analyst, Marketing Review
Prudential - Newark, NJ

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PRU0004Q

Description

The Marketing Material Reviewer is responsible for compliance functions with regard to approval of sales literature and advertising material. This position involves marketing material review of new products, reference, training and educational materials, direct marketing sales materials, advertising and other internal and external communications. The review is designed to ensure compliance with regulatory requirements as well as company policies and procedures. Some reviews may require the preparation of filings with the appropriate regulatory agencies. Responsibilities can include both broad compliance issues (e.g., evaluation of new regulations and research on major issues) and more narrowly defined issues (e.g., responding to internal and external audits).

Qualifications

The successful candidate will have:
3 - 5 years of compliance experience

Knowledge of advertising and marketing regulations relating to mutual funds and investment advisers

Knowledge of Prudential Investments' mutual funds and managed money business is preferable

The ability to work independently, manage multiple tasks, and focus on details

Sound professional judgment and strong analytical skills

Strong interpersonal skills with the ability to partner with business personnel at various levels within the organization

Strong oral and written communication skills

The Series 7 and 24 Registrations. Otherwise, candidate must be willing to obtain both registrations within 3 months.

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.

Prudential and its affiliates, Newark, New Jersey are Equal Opportunity/Affirmative Action Employers and are committed to diversity in our workforce.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at staffingagencies@prudential.com for more information about doing business with Prudential.

Job Function

General Compliance

Primary Location

United States-New Jersey-Newark

Schedule

Full-time

Prudential - 2 years ago - save job - block
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For more than 135 years, Prudential has addressed financial challenges for its individual and institutional customers. Today, with...