Electronic Trading Compliance Director
JPMorgan Chase - New York, NY

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Electronic Trading Compliance Director - 130010656 Job Description
      • Working directly with senior global Investment Bank technology and front office personnel on regulatory compliance strategy for the firm's global, multi-jurisdictional, cross asset class (equities, fixed income, futures, commodities, FX) electronic trading and market making initiatives
      • Building and maintaining strong client relationships with senior technology and business personnel
      • Advise information technology on rules and regulations applicable to the cross-asset class electronic trading platforms
      • Interact with compliance peers on line-of-business specific compliance issues related to the development/rollout of systems
      • Work with senior technology and business management to develop and maintain compliance policies and procedures related to relevant rules and regulations, system controls and testing
      • Strategizing post implementation review and testing of technology rollouts and enhancements
      • Identifying needs and delivering relevant training to technology personnel
      • Specific working knowledge of trade platforms and trading technologies
      JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V.

      • Bachelor degree required, MBA, law degree helpful
      • 10+ years industry experience covering financial instruments
      • Must have experience supporting front office electronic trading
      • Extensive knowledge of financial industry rules and regulations
      • The ability to work within a team but operate under own initiative
      • Excellent written and interpersonal skills; solution driven; confident; highly motivated and proactive
      • Management experience a plus
      JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.

      Job Investment Banking/Sales & Trading
      Primary Location US-NY-New York-383 Madison Avenue (BSC) / 41039

      Organization Office of the General Counsel
      Schedule Full-time
      Job Type Standard
      Shift Day Job
      Employee Status Regular

      Corporate Brand JPMorgan Chase & Co.

      About this company
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