Electronic Trading Compliance Director
JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V.
- Working directly with senior global Investment Bank technology and front office personnel on regulatory compliance strategy for the firm's global, multi-jurisdictional, cross asset class (equities, fixed income, futures, commodities, FX) electronic trading and market making initiatives
- Building and maintaining strong client relationships with senior technology and business personnel
- Advise information technology on rules and regulations applicable to the cross-asset class electronic trading platforms
- Interact with compliance peers on line-of-business specific compliance issues related to the development/rollout of systems
- Work with senior technology and business management to develop and maintain compliance policies and procedures related to relevant rules and regulations, system controls and testing
- Strategizing post implementation review and testing of technology rollouts and enhancements
- Identifying needs and delivering relevant training to technology personnel
- Specific working knowledge of trade platforms and trading technologies
JPMorgan Chase & Co.
(NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
- Bachelor degree required, MBA, law degree helpful
- 10+ years industry experience covering financial instruments
- Must have experience supporting front office electronic trading
- Extensive knowledge of financial industry rules and regulations
- The ability to work within a team but operate under own initiative
- Excellent written and interpersonal skills; solution driven; confident; highly motivated and proactive
- Management experience a plus
Investment Banking/Sales & Trading
US-NY-New York-383 Madison Avenue (BSC) / 41039
Office of the General Counsel
JPMorgan Chase & Co.
JPMorgan Chase - 18 months ago
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