Job ID: 0128-11567
The Advisor Services Business Acceptance team supports Schwab’s Advisor Services management by providing analysis, coordination, and resolution on a variety of policy exception requests. We regularly interact with internal business partners such as (Corporate Counsel, Risk, Compliance) to act as intermediary and assist / analyze / advise / manage policy exception decisions.
Brief Description of Role:
Knowledgeable in SQL and Oracle a plus, responsibilities entail management and maintenance of proprietary database, email and website. Work on problems of diverse scope where analysis requires evaluation of identifiable factors. Recommend risk mitigation processes and coordinate any applicable exception to policy, change in process or procedure, etc. Successfully interact with legal counsel, compliance and other business partners.
Knowledge of Microsoft Office is required. Strong organizational skills and ability to prioritize and coordinate multiple projects. Strong verbal and written skills. Demonstrated ability to initiate, grow and foster business relationships. Experience in the securities, brokerage or financial services industry and/or working with regulatory and risk issues considered a plus, but is not required. Proven ability to interact effectively with internal and external business partners as well as senior management representatives.
Relocation Offered? No
Work Schedule Days
Languages English - spoken
Current Licenses / Certifications None
Relevant Work Experience No Work Experience
Position Located In FL - Orlando
Job Type Full Time
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Charles Schwab - 2 years ago
The Charles Schwab Corporation (NYSE: SCHW) has been a leader in financial services for more than three decades. Through advocacy and...