Assistant Vice President - Capital Markets Auditor
BNP Paribas - New York, NY

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Assistant Vice President - Capital Markets Auditor (
                                                      Job Number: AUD000015 )
                                                      Candidate will be a member of the Market Activities and Functions Audit team. The qualified candidate will play an active role in the Internal Audit team, performing risk-based audit reviews and recommending solutions to identified issues and problems within the organization. The candidate will report to an Audit Director or Vice President.

                                                      The qualified candidate should have:
                                                      • Audit experience in Fixed Income, Global Equities and Commodity Derivatives, Structured Finance, Liquidity Management and Corporate Finance.
                                                      • A strong understanding of the relevant risks and controls in areas such as Trading, Origination, Distribution, Sales, Order Management and Trade Execution, Compliance, Risk Management and Operations.
                                                      The candidate will also be expected to learn to proficiently use the department’s audit tools in executing assignments, identifying control deficiencies and practical resolutions, and deliver a high quality work product. In addition to this, the candidate will:
                                                      • Manage time and priorities while performing the audit reviews.
                                                      • Acquire a good understanding of the audited activities by showing initiative.
                                                      • Employ analytical skills to analyze activities and processes using the BNP Paribas Audit Methodology and Tools.
                                                      • Validate the quality and reliability of the findings and deliverables.
                                                      • Add value to the Business by raising relevant recommendations.
                                                      • Write quality reports with appropriate recommendations.
                                                      • Deliver clear presentations to Senior Management and Internal Audit Management.
                                                      • Ensure timely follow-up of audit recommendations.
                                                      • Improve personal and professional development by keeping up-to-date with changes in financial services and products and attending training courses/sitting exams.
                                                      Liaises with:
                                                      I nternal :
                                                      • Other internal audit teams in NY and occasionally in other locations (Miami, Canada, Europe and Asia)
                                                      • Other internal auditors in the team
                                                      • Line and Senior Management of the auditable activities
                                                      External :
                                                      • External auditors and regulators in rare circumstances
                                                      • At least 3 - 5 years of Audit experience, with a focus on Investment Banking Products (Fixed Income, Global Equities and Commodity Derivatives, Structured Finance, Liquidity Management and Corporate Finance)
                                                      • A strong understanding of the relevant risks and controls in areas such as Trading, Origination, Distribution, Sales, Order Management and Trade Execution, Compliance, Risk Management and Operations
                                                      • BS/BA (Finance and/or Accounting preferred) or other related field of study.
                                                      • Excellent writing, verbal and interpersonal skills to clearly articulate issues to a wide audience.
                                                      • Team player with demonstrated track record in self-initiative and time management.
                                                      Desired:
                                                      • Big 4 experience (CPA preferred).
                                                      • Accounting qualification (CPA or equivalent), CFA, Series 7, CIA.

                                                      Primary Location : US-NY-New York
                                                      Job Type : Standard/Permanent
                                                      Job : FINANCIAL AND TECHNICAL EXPERTISE - Business Activities : Support functions
                                                      Education Level : Bachelor Degree / BSc Degree or equivalent
                                                      Experience Level : At least 3 years

                                                      BNP PARIBAS - 21 months ago - save job - copy to clipboard
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                                                      One of Europe's largest banks, BNP Paribas operates about 7,300 branches in more than 80 countries across Europe, North America,...