Assistant Vice President of Internal Audit-Regulatory & Compliance
Scott Jeffries Associates - New York, NY

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Premiere Global Banking Institution based in NYC is looking for an Assistant Vice President of Internal Audit-Regulatory & Compliance.

Responsibilities will include:
  • Manage Internal Audit projects that focus on Regulatory Compliance, financial, operational, and technology risks.
  • Participate in the continuous business monitoring, updates to risk assessments, real-time auditing, data analysis, and prepare management reports
  • Oversee all phases of banking regulatory compliance audits including special projects and related activities
  • Present audit project results to management through status updates and closing meetings
  • Assist in the development of cost-justified, value-added management actions
  • Proficient in the use of automated work papers and other department and company tools
  • Supervise the work of co-sourced resources and less tenured staff and act as a coach and mentor to managers, seniors, staff auditors and co-sourced resources
  • 6-8 plus years public, public/private or private experience focusing on Bank Regulatory and Compliance issues.
  • Proven ability to lead Regulatory/Compliance audits/reviews/ projects and initiatives that drive performance
  • Strong written and verbal communication skills and ability to deliver high quality, actionable feedback on a variety of complex issues to executive and line management on control issues and potential solutions to close control gaps
  • Ability to travel
Benefits: Full benefit package, leader in the industry, excellent vertical movement within IA and into line managment.

Please email a word version of your resume to : (will be kept confidential and will not be sent out without your permission).