Audit Senior Manager – Special Projects, Regulatory Compliance Job
American Express 2,011 reviews - New York, NY

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Audit Senior Manager –
      Special Projects, Regulatory Compliance-13002487

      The Internal Audit Group (IAG) is a worldwide function with approximately 140 team members and offices in 7 countries. The IAG is comprised of assurance and risk professionals with diverse backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting and banking operations. This Audit Senior Manager will report to the Audit Director, Special Projects, Regulatory Compliance.
      -Execute a variety of Internal Audit special projects that consider Regulatory Compliance, financial, operational, and technology risks. Special projects may include retroactive review procedures such as the validation of corrective action plans, consent order work streams, loss events, and other risk-based projects as needed.
      -Participate as a key team member on audit projects, having responsibility for more complex banking and regulatory compliance related areas in conformance with professional and department standards, budgets, and timelines
      -Perform continuous business monitoring, updates to risk assessments, real-time auditing, data analysis, and prepare management reports
      -Comfortably assume core responsibilities in all phases of financial services and banking regulatory compliance related special projects and related activities
      -Adapt to unstructured assignments, clarifying objectives and delivering results
      -Assist team leaders, managers, senior and staff auditors in accomplishing team objectives
      -Identify and assess the impact of control deficiencies
      -Draft reports or other key deliverables for provision to team leader
      -Present audit project results to management through status updates and closing meetings
      -Assist in the development of cost-justified, value-added management actions
      -Proficient in the use of automated work papers and other department and company tools
      -Maintain internal audit competency through ongoing professional development
      -Supervise the work of co-sourced resources and less tenured staff and act as a coach and mentor to managers, seniors, staff auditors and co-sourced resources
      -Conduct shirt sleeves/lunch and learn presentations as directed


      Required Skills/Qualifications:
      -Proven Ability to lead Regulatory/Compliance focused projects and initiatives that drive performance
      -Six or more years experience in a large bank internal audit function, regulatory/compliance practice of a public accounting firm, or regulatory compliance role in the financial services/banking and capital markets industry
      -BA or BS in Accounting, Finance, Business, or equivalent degree or advanced degree in Accounting, or related field is preferred
      -Professional certification (CRCM, CAMS, CPA, CIA or equivalent)
      -Understanding of regulatory, accounting, financial industry guidance and best practices relevant to the business, including technology implications
      -Knowledge and experience in control theory and professional auditing practices, with a focus on financial services regulatory compliance
      -Effectively integrates business, operational, technological, and financial components in audit work, with strong analytical skills and ability to read and understand complex regulatory requirements
      -Ability to identify problems and recommend solutions to complex control, financial, or regulatory compliance related issues
      -Strong written and verbal communication skills to deliver high quality, actionable feedback on a variety of complex issues to executive and line management on control issues and potential solutions to close control gaps
      -Effectively works independently within a team construct, while supporting teamwork and achievement of team objectives
      -Ability to travel

      Job: Finance
      Primary Location: US-New York-New York
      Schedule: Full-time

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