Title: Business Auditor
Department: Internal Audit/Investment Management Division
Internal Audit supports the Board of Directors Audit Committee and senior firm leadership in fulfilling their oversight roles by independently assessing the firms internal control structure, raising awareness of control risk, providing advice to management in developing control solutions, and monitoring the implementation of managements control measures.
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions.
Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards.
Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients.
Follow-up on open audit issues and their resolution.
Participate in department-wide initiatives aimed at continually improving IAs processes and supporting infrastructure.
Requirements and Qualifications:
Team-oriented with a strong sense of ownership and accountability.
Strong leadership, interpersonal, and relationship management skills.
Strong verbal and written communication skills.
Solid analytical skills.
In-depth technical knowledge of relevant product areas.
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.
4+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function.
4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject.
Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, NASD Series) is a plus.
o Mutual Funds, Hedge Funds, and Fund-of-Funds, including quantitative and fundamental strategies, sales and distribution.
o Equities and fixed income products and related risk management activities.
o Private equity investments in securities, infrastructure, and real-estate.
o Private wealth advisory and client services.
Dynamics Associates - 16 months ago