Job Summary & Mission:|
As a Compliance Analyst covering UBS Bank USA, you will have the opportunity to contribute to the compliance framework, which will include regular interaction with business partners, senior management of UBS Bank USA, and partnering with stakeholders from various business and control functions to ensure that UBS Bank USA remains in compliance with all applicable banking laws and regulations.
Development of policies and procedures for UBS Bank USA
On-going monitoring and testing of UBS Bank USA to ensure compliance
Conducting compliance-related training for UBS Bank USA employees
Interaction with federal and state banking regulators and internal auditors
Reporting to senior management within Legal & Compliance and the business regarding compliance matters related to UBS Bank USA
Providing advice to the business on an on-going basis regarding changes in laws and regulations that effect UBS Bank USA
We draw on our 150-year heritage to serve private, institutional and corporate clients worldwide, as well as retail clients in Switzerland....