JPMorgan Chase & Co.
(NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
The Compliance Analyst I will report to the Compliance Manager responsible for Project Delivery within the North America Personal Account Dealing Compliance Operations department. Responsibilities will include:
Assist in all departmental activities including, but not limited to, employee certifications of outside accounts, linking of accounts to appropriate broker transmissions, and resolving issues related to non-designated broker accounts.
Assist with ad hoc projects as required.
Assist in the ongoing efforts to increase transparency and efficiency within the PAD group and the wider Compliance Operations department.
Assist with the integration of non-designated brokers into our electronic transaction feed environment.
Bachelors Degree, preferably in business, finance, economics
MBA a plus
1-3 years experience in financial services industry. Compliance, risk management, or regulatory affairs in financial services industry a plus.
Strong written and verbal communication skills
Ability to represent the department and the firm in dealing with vendors and business partners
Strong Microsoft Office skills, particularly Excel and Powerpoint.
Ability to work in fast-paced environment and manage multiple, changing priorites.
Ability to both produce quality work with minimal supervision and function well in a collaberative environment.
JPMorgan Chase Co. is an Equal Opportunity and Affirmative Action Employer, M/F/D/V
US-NJ-Jersey City-NOC 5 - 575 Washington / 02969
CIO - Treasury Summary
JPMorgan Chase - 14 months ago
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