Compliance Officer - India
Tower Research Capital - New York, NY

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Tower Research Capital India Pvt. Ltd., an affiliate of the high-frequency proprietary trading firm Tower Research Capital LLC, seeks a Compliance Officer to develop and implement compliance and regulatory policies for a quickly growing firm.

  • Providing senior-level compliance oversight of all trading strategies and of the firm as a whole
  • Providing oversight of the firm’s compliance-monitoring program and business procedures
  • Working with Tower’s technology teams to ensure compliance with reporting requirements
  • Reviewing, revising, and ensuring compliance with the firm’s risk monitoring programme
  • Reviewing, revising, and enforcing the firm’s compliance manual and systems and controls
  • Keeping abreast of applicable regulatory changes
  • Acting as the primary contact to regulatory bodies and to exchanges
  • Monitoring trading strategies and providing trading compliance advice
  • Working closely with the global Management and Compliance teams
  • Degree from a top college or university with top grades
  • Law degree or law-practice experience (a plus)
  • Completion of relevant exams, such as the NSE “Compliance Officers Module”
  • A sound understanding of compliance and regulatory rules
  • Experience with NSE, MCX, or SEBI compliance
  • Familiarity with current regulatory issues, trends, and developments
  • Experience managing relationships with regulators
  • Working knowledge and understanding of equities and futures markets
  • Comfort with technical matters affecting electronic trading
  • Outstanding organizational, interpersonal, and communication skills
  • Competitive salary
  • Five weeks of paid vacation per year
  • Lunch and dinner on a daily basis
  • Cab facility within Gurgaon
  • Health club allowances