New Accounts On-boarding Analyst
Linium Resources - Hopewell, VA

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New Accounts On-boarding Analyst plays a key role in establishing new investment accounts by completing a detailed review of new wealth management client documentation to ensure that firm policy and regulatory requirements are met. The individual is also responsible for capturing all necessary information for regulator and firm policies and perform due diligence on these new accounts.

Review new account to ensure that proper documentation is in place and the setup is in accordance with regulatory and firm requirements prior to approval
Review client provided legal agreements and other documents
Resolve issues through coordination with wealth management Business, Compliance, and Legal

Continuously identify and implement process improvements