Private Client Direct Investment Advisor - Dallas, Texas
JPMorgan Chase - Dallas, TX

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Job Description

J.P. Morgan Private Bank has been helping the world’s wealthiest individuals, families, foundations, and endowments grow, manage, and sustain their wealth through personalized, comprehensive financial solutions for more than 160 years. J.P. Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and assets under management of $1.4 trillion. With Private Bank advisors in 110 offices in 25 states and 20 countries, the Private Bank provides clients with a global perspective delivered through a local team focused on fundamental wealth management disciplines, including investment management, wealth structuring, philanthropy, credit and banking.

The Private Client Direct business is a part of the JPMorgan Private Bank that is focused on servicing the banking and investment needs of high net worth clients who are currently maintaining smaller balances with the firm. The business’ primary goal is to grow total client positions of clients with a net worth of $1-5 million as these emerging clients represent a key area of focus to drive growth within the Private Bank.

Primary Function

The Investor is responsible for deepening and strengthening existing relationships by presenting and identifying new client acquisition opportunities.

In addition, the Investor acts as the primary relationship manager and maintains broad knowledge of banking, trust services, and financial planning in order to provide cross-balance sheet advice to clients.


Conduct investment reviews with prospects and clients to determine or validate current investment objectives and prepare recommendations of appropriate investment products


Develop investment policy statements, advise on asset allocation and manage clients’ investment portfolio


Maintain current knowledge of all J.P. Morgan Private Bank products and strategies


Responsible for engaging in business development (to include prospecting, development of external and internal referral sources, use of personal and professional contacts) to deliver results


Initiate and close sales of complex investment products


Build and maintain excellent working relationships with internal partners and teammates


Adhere to internal and external policies and procedures regarding securities transactions and code of conduct

This position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators. As such, an employment offer for this position is contingent on JPMC’s review of your criminal conviction history, credit report, information available through NMLS, and any other information relevant to a determination by JPMC that you demonstrate financial responsibility, good character, and general fitness for the position. Note that any felony conviction within the last seven years will disqualify you from consideration for this position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.

In addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the SAFE Act of 2008. As such, upon active employment with JPMorgan Chase, you will be required to either register on NMLS, or to update your existing registration as necessary to grant access to and reflect your employment with JPMorgan Chase. Your continued employment in this position with JPMorgan Chase is contingent upon compliance with the SAFE Act, including successful registration immediately after your start date, and timely completion of annual renewal and required updates thereafter.

Any information obtained during the registration, update, and renewal processes or through NMLS notifications may impact your employment with the firm. Any of the completed information you provide during the Chase on-line application process may be transferred, on your behalf, to NMLS by JPMorgan Chase. Please carefully review the information you provide to Chase for accuracy and consistency and with any current NMLS record, if applicable, before submitting. Further information about NMLS and registration requirements of registration can be found at:




Extensive experience with and in-depth knowledge of fixed income, structured notes,

equities and alternatives


Experience managing discretionary and brokerage relationships


Conduct operations within FINRA and other regulatory agency guidelines and requirements


Ability to communicate sophisticated investment strategies to all levels of clients and prospects


Sales experience including: profiling, overcoming objections, negotiation, team selling approach, closing the sale and asking for referrals


Demonstrated understanding of wealth management including, but not limited to: credit, deposits, trusts and financial planning


Ability to work in a team based environment and assist in the development and retention of junior team members



Seven plus years experience in Private Banking or Financial Services industry


Bachelors degree required; MBA, CFA, or CFP preferred


Prior experience providing complex investment solutions to affluent or high net worth individuals and/or families


Series 7 & 63 licenses required for position; however, unlicensed candidates considered but required to obtain licenses within 90 days of start date

J.P Morgan offers an exceptional benefits program and a highly competitive compensation package.

J.P. Morgan is an Equal Opportunity and Affirmative Action Employer, M/F/D/V.


Portfolio/Fund Management

Primary Location

US-TX-Dallas-Downtown Dallas / 01532


Asset & Wealth Management



Job Type



Day Job

Employee Status


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