Project Manager - Regulatory
Makosi Inc. - New York, NY

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Our client requires a project manager/co-ordnator to Manage Regulatory issues and rules around swaps as a registered Swap Dealer across the firm’s businesses globally:

• Maintain the firms Swap Dealer (SD) manual and regulatory changes and updates as needed; coordinate across the firm with Infrastructure and Front Office to ensure rules and policies are communicated and any actions are tracked.

• Coordinate the update to the SD Manual for the entity level requirements

• Lead the maintenance and coordination of the SD Manual

• Interface with multiple Business Areas along with Compliance and External Counsel to ensure the SD Manual meets regulatory standards.

• Establish and facilitate Working Group Meetings with representation from (Ops, FICC, Equities and Distribution) - frequency to be at least monthly

• As new rules become effective, the Policy Analyst will work with Work Stream Owners to update the SD Manual, as well as circulate the revised sections of the SD Manual for other Subtopic Owners to review

• Liaise with Audit to coordinate updates to policies and procedures, as required

• Resolve ad hoc issues on a timely basis, including analysis of various Compliance items, documenting these and ensuring they are appropriately signed off

• Proactively escalate risks and issues and their mitigating actions as they arise to the Compliance Policy Group

Required Qualifications

Must Haves:
• 10 years years experience

• preferably (PM) SixSigma, PMP or Prince2 or BA (CBAP, IIBA)

Required Skills



About this company
Makosi has been providing specialist consulting services to top tier clients since 2001. Originating in South Africa and supporting some of...