Page 1 of 100 jobs
Upload your resume - Let employers find you
Administer the firm’s trade surveillance technology and its code of ethics/employee compliance system. The Chief Compliance Offer (CCO) will:....
Grow Healthy
Lake Wales, FL
Review industry data to analyze overall cannabis industry and be able to leverage key findings to identify growth opportunities, guide marketing planning, build...
Easily apply
Tampa, FL 33646 (Downtown area)
Designing and lead compliance and control reviews. Serving as a subject matter expert on Citi’s Compliance programs....
New Port Richey, FL
Trade compliance for the Company ensuring all company and government requirements for trade projects are met....
Trade compliance for the Company ensuring all company and government requirements for trade projects are met....
Melbourne, FL
Conduct trade compliance trainings to internal customers & controlled companies personnel; Work at the direction of the Chief Compliance Officer, NA and the...
Compliance Regulations (i.e. Ensures compliance with all Company policies including but not limited to Terms and Conditions, Trade....
Insurance industry designations or trade certifications as required; Partners with Corporate Compliance to manage DFS Service Request responses....
Trade Shows and Events Senior Event Planner. Work with event sponsors to ensure compliance on all agreements....
Easily apply
Equity or Options trading/trading desk management, brokerage operations/middle office, trade supervision, risk management, or compliance at a broker dealer,...
Centennial Bank
Saint Cloud, FL +1 location
$13.70 - $20.00 an hour (Indeed est.)
Completes required BSA/AML training and other compliance training as assigned. Knowledge of a specialized field (however acquired), such as basic accounting,...
Tracks fund data and trades. Performs reviews of more complex documents processed from across the Bank to confirm compliance with established processes and...
Jacksonville, FL 32256
The TESS Third Party Manager is a senior member of the GBAM aligned Third Party Management team responsible for supporting services and products provided by...
Fort Lauderdale, FL 33336 (Middle River Terrace area)
Compliance and Control. Designing and lead compliance and control reviews. Serving as a subject matter expert on Citi’s Compliance programs....
$56,000 - $87,000 a year (Indeed est.)
Performs job duties in a manner that maintains compliance with environmental, health and safety regulations, policies and procedures....